Compliance Officer

Htic Global; Ernakulam; On-site; INR 600,000 - 900,000; Full time

Job summary

Htic Global in Ernakulam, Kerala is seeking a compliance professional to ensure that operations fully comply with laws and regulations. The ideal candidate will have at least 3 years of experience in compliance, audit, or risk management, along with exposure to back-office operations.

This role involves overseeing statutory filings, implementing compliance procedures, and conducting regular risk assessments. Knowledge of AML and CFT compliance is highly preferred.

Qualifications

• Minimum 3+ years in compliance, audit, risk management, or regulatory functions.
• Experience in maintaining records and monitoring statutory requirements.
• Exposure to BPO/back-office or multi-entity environments is a plus.

Responsibilities

• Ensure compliance with laws and regulations for allotted entities.
• Oversee accuracy and timeliness of statutory filings.
• Develop and enforce compliance procedures and policies.

Skills

Compliance

Risk Management

Audit

Regulatory Functions

Job description

Role & responsibilities

• Regulatory Adherence Ensure the organizations operations for allotted entities fully comply with applicable laws, regulations, and internal policies.
• Statutory Filings & Submissions Oversee accuracy and timeliness of all filings and submissions to regulatory authorities
• 3. Policy Implementation & Monitoring Develop, implement, and enforce compliance procedures and policies; ensure business units operate within legal and regulatory frameworks
• 4. Risk Assessment & Management – Conduct regular risk assessments to identify potential areas of non-compliance; recommend and monitor preventive and corrective actions
• . 5. Reporting & Monitoring – Maintain compliance records and reporting systems; provide regular updates and performance reports.
• 6. Investigation & Remediation – Investigate potential compliance breaches, implement corrective measures, and ensure preventive actions are in place.
• 7. Management Assurance – Provide periodic assurance to senior management on the overall compliance status, highlighting key risks, corrective actions taken, and areas requiring attention

Preferred candidate profile

• Minimum: 3+ years in compliance, audit, risk management, or regulatory functions.
• Experience in maintaining records, monitoring statutory requirements, and supporting filings or audits. Exposure to
• BPO/back-office or multi-entity environments is a plus.
• Preferred:-Experience in AML (Anti-Money Laundering) & CFT (Combating the Financing of Terrorism) compliance.-Exposure to insurance broking, aviation, or other regulated industries.