Compliance Officer

YourMoneyWise; Bengaluru; On-site; INR 1,800,000 - 2,800,000; Full time

Job summary

YourMoneyWise in Bengaluru, India, is seeking a full-time Compliance Expert to ensure regulatory adherence for financial operations. The role focuses on implementing robust policies and conducting periodic audits across the business, including brokerage and FinTech activities.

Ideal candidates have a law degree or CA/CS, substantial regulatory experience, and a keen eye for detail. This position emphasizes strict adherence to SEBI and RBI rules and offers growth within a fast-paced fintech

Qualifications

• Law degree or CA/CS qualification.
• Extensive experience in compliance roles within brokerage/FinTech firms.
• Deep knowledge of SEBI regulations for capital markets.

Responsibilities

• Develop and implement compliance policies.
• Conduct regular audits and ensure regulatory alignment.
• Oversee compliance across Groww’s operations.

Skills

Regulatory compliance

SEBI regulations

Audits

FinTech compliance

Education

Law degree

CA/CS qualification

Job description

Bangalore, India Full Time 18-28 LPA 5-9 years

Description

Ensure Groww's operations comply with SEBI, RBI, and other relevant financial regulations. Develop and implement compliance policies and conduct regular audits.

Requirements

• Law degree or CA/CS qualification
• Extensive experience in compliance roles within brokerage/FinTech firms
• Deep knowledge of SEBI regulations for capital markets
• Excellent attention to detail and ethical standards