Senior Compliance Officer

YourMoneyWise; Chennai District; On-site; INR 1,600,000 - 2,500,000; Full time

Job summary

YourMoneyWise in Chennai, India is seeking a compliance professional to ensure adherence to SEBI and exchange guidelines for brokerage operations. The role requires performing internal audits and comprehensive compliance reviews to mitigate regulatory risk.

Candidates should have CS/LLB with a strong background in financial regulations, with experience in brokerage or FinTech compliance and expertise in SEBI, PMLA, and KYC norms. Strong analytical and interpretive skills are essential.

Qualifications

• Experience in compliance within brokerage firms or FinTech.
• In-depth knowledge of SEBI regulations, PMLA, and KYC norms.
• Ability to interpret and apply complex regulatory requirements.

Responsibilities

• Ensure adherence to SEBI, Exchange, and other regulatory guidelines for brokerage operations.
• Conduct internal audits and compliance reviews.

Skills

Regulatory compliance

SEBI regulations

PMLA knowledge

KYC norms

Education

CS/LLB with financial regulations background

Job description

Chennai, India Full Time 16-25 LPA 6-9 years

Description

Ensure adherence to SEBI, Exchange, and other regulatory guidelines for brokerage operations. Conduct internal audits and compliance reviews.

Requirements

• CS/LLB with a strong background in financial regulations
• Experience in compliance within brokerage firms or FinTech
• In-depth knowledge of SEBI regulations, PMLA, and KYC norms
• Ability to interpret and apply complex regulatory requirements