Auditor – NBFC – CA G2G Consultancy & Services

The Corporate Institute; Pune District; On-site; INR 800,000 - 1,200,000; Full time

Job summary

The Corporate Institute in Pune seeks a Chartered Accountant to join the internal audit team. You will evaluate risk management, internal controls, and governance processes within an NBFC, ensuring compliance with RBI norms and financial regulations.

Ideal candidates have 2–4 years in internal/financial audits, with hands-on risk-based audit and regulatory experience, and strong analytical and reporting skills to support management and the Audit Committee.

Qualifications

• CA qualification is required.
• 2–4 years of experience in internal audit/financial audit.
• Experience in NBFC or BFSI sector preferred.
• Hands-on risk-based audit and compliance experience.

Responsibilities

• Conduct internal audits across departments to ensure compliance with company policies, RBI guidelines, and statutory regulations.
• Review and evaluate the adequacy of internal controls, processes, and risk management frameworks.
• Identify gaps, risks, or irregularities in financial transactions, reporting, and operational activities.
• Prepare detailed audit reports with observations, risk areas, and actionable recommendations.
• Work closely with management to implement corrective actions and monitor follow-ups.
• Evaluate compliance with RBI norms, KYC/AML guidelines, and NBFC-specific regulatory requirements.
• Ensure timely detection and prevention of frauds, errors, and misstatements.
• Conduct special investigations, as required, on high-risk areas or irregular activities.
• Support the Board/Audit Committee with insights on financial integrity, governance, and risk management practices.
• Keep updated with changes in accounting standards, tax laws, and NBFC regulations.

Skills

Internal audit

Financial analysis

Regulatory knowledge

Audit techniques

Communication skills

Education

Chartered Accountant (CA)

Job description

Job Title: Auditor

Qualification: Chartered Accountant (CA)

Industry: NBFC (Non-Banking Financial Company)

Position: 2 Nos.

Location: Pune

Eligibility Criteria

• Qualified Chartered Accountant (CA).
• 2-4 years of experience in internal audit/financial audit, preferably in the NBFC or BFSI sector.
• Hands-on experience with risk-based audit and compliance functions.

Job Summary

The Internal Auditor will be responsible for evaluating and improving the effectiveness of risk management, internal controls, and governance processes of the NBFC. The role demands a CA-qualified professional with a strong understanding of financial regulations, compliance requirements, and audit practices in the NBFC sector.

Key Responsibilities

• Conduct internal audits across departments to ensure compliance with company policies, RBI guidelines, and statutory regulations.
• Review and evaluate the adequacy of internal controls, processes, and risk management frameworks.
• Identify gaps, risks, or irregularities in financial transactions, reporting, and operational activities.
• Prepare detailed audit reports with observations, risk areas, and actionable recommendations.
• Work closely with management to implement corrective actions and monitor follow-ups.
• Evaluate compliance with RBI norms, KYC/AML guidelines, and NBFC-specific regulatory requirements.
• Ensure timely detection and prevention of frauds, errors, and misstatements.
• Conduct special investigations, as required, on high-risk areas or irregular activities.
• Support the Board/Audit Committee with insights on financial integrity, governance, and risk management practices.
• Keep updated with changes in accounting standards, tax laws, and NBFC regulations.

Key Skills & Competencies

• Strong knowledge of NBFC operations, RBI guidelines, and regulatory frameworks.
• Proficiency in financial analysis, internal control systems, and audit techniques.
• Excellent analytical, problem-solving, and reporting skills.
• Strong communication and presentation abilities for management and board-level discussions.
• Ethical, detail-oriented, and independent in approach.