Compliance Analyst

Brickwork Ratings (BWR); Bengaluru; On-site; INR 800,000 - 1,200,000; Full time

Job summary

Brickwork Ratings (BWR) is looking for a Compliance professional to manage regulatory compliance within the financial services sector. The ideal candidate will possess 4 to 6 years of relevant experience and have excellent skills in Regulatory Compliance, particularly with regulatory requirements such as SEBI and RBI.

You will be responsible for preparing MIS reports, ensuring adherence to regulatory guidelines, and providing support to the Compliance Officer. A strong background in Excel is essential for analyzing data and presenting findings effectively.

Qualifications

• 4 to 6 years of relevant experience in Compliance division in financial services.
• Experience with regulatory requirements (SEBI, RBI, NSDL).
• Ability to prepare regulatory reports and MIS dashboards.

Responsibilities

• Control Organizational Data Repository for Regulatory Compliance.
• Assist Compliance Officer with regulatory gap analysis and implementation.
• Prepare periodic regulatory reports as required by SEBI/RBI.

Skills

Regulatory Compliance

Advanced Excel

Analytical skills

Communication skills

Education

Bachelor's/Master's degree in Finance, Law, Business, or related field

Tools

MS Office

Job description

Education

Bachelor's/Master's degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage.

Experience

4 to 6 years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs.

Preference

Preference will be given to Immediate / Early Joiners

Role Summary

• The role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements.
• Must be adept in the preparation of MIS Reports / Dashboards using Advanced Excel Spreadsheets.
• The individual will be responsible for maintaining repositories, preparing monthly and ad-hoc reports
• This role offers an exciting opportunity for individuals passionate about making a meaningful impact.
• If you possess the required qualifications and skills and are eager to contribute to positive change, we encourage you to for this position.

Primary Responsibilities

• Strict control over Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations
• ficient in Regulatory Circulars/Guidelines' Interpretation.
• Assisting the Compliance Officer in gap analysis on new Regulatory Guidelines to ensure implementation.
• Collaborate with various departments for comprehensive Regulatory Compliance management and keep the Compliance Officer updated on any shortcomings to be addressed.
• Hands-on experience in assisting the Compliance Officer in preparing the periodical and ad-hoc Regulatory Reports sought by SEBI/RBI
• Ensure compliance of staff to policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, etc., and maintain related documentary evidence.
• Answering employee queries relating to compliance-related matters

Competency / Skills

• Domain Knowledge of Regulatory Compliance - Strong understanding of legal and regulatory requirements in the financial services industry - specifically in credit rating agencies/banks/NBFCs.
• Strong understanding of regulatory requirements (SEBI, RBI, NSDL) and relevant industry standards.
• Familiarity with regulatory portals such as NSDL etc.
• ficient in MS Office.
• Especially an Excel expert with Advanced Excel skills, and the ability to analyze complex data and present meaningful reports to senior management
• Team Player with the ability to execute compliance jects focused on regulatory compliance.
• vides necessary support to the Compliance Officer to implement compliance and risk management policies.
• Strong analytical, blem-solving, verbal, and written communication skills.
• Attention to detail