Chief Compliance Officer, Kolkata

HITACHI VANTARA INDIA PRIVATE LIMITED; Kolkata District; On-site; INR 4,000,000 - 7,000,000; Full time

Job summary

Hitachi Vantara India Private Limited seeks a Chief Compliance Officer to lead regulatory compliance, governance, and risk management across the organization. The role involves defining knowledge standards, developing the annual plan, and steering the compliance program with executive oversight.

You will interact with regulators, prepare concise reports for the Board, and drive controls ensuring adherence to applicable state and central regulations.

Qualifications

• Strong knowledge of regulatory requirements across financial and technology sectors.
• Experience in developing and monitoring annual compliance work plans.
• Ability to interact with regulators and prepare concise compliance reports.

Responsibilities

• Defining necessary knowledge levels on compliance across the organization.
• Developing and updating the annual compliance work plan.
• Overseeing implementation of the compliance program.
• Providing strategic direction to management on compliance.
• Preparing board-ready compliance reports.
• Interacting with regulators on compliance matters.
• Investigating and addressing potential improprieties and fraud.
• Monitoring procedures after changes in operations.
• Identifying risks related to non-compliance and mitigating them.
• Ensuring adherence to internal policies and regulatory requirements.

Skills

Regulatory compliance

Governance

Risk management

Board reporting

Job description

Job Description:

Roles and Responsibilities of Chief Compliance Officer

Preferably from Listed Financial Companies, Fintech Companies. If MFI could be avoided, that's desired.

• Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization.
• Developing the annual compliance work plan that reflects the organization's unique characteristics.
• Periodically revising the compliance plan in light of changes.
• Overseeing and monitoring the implementation of the compliance program.
• Providing strategic direction to the management team on compliance.
• Preparing and presenting clear and concise compliance reports to the Board.
• Interacting with regulators on compliance issues.
• Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation.
• Independently investigating and acting on matters related to compliance.
• Monitoring the update of procedures following potential changes in operational processes
• Identification and assessment of risks related to non-compliance with regulatory requirements.
• Ensure that the organization follows various regulatory requirements and that employees are in adherence with internal procedures and policies, provides leadership, direction, and integration of compliance activities to fulfil organization needs and state and federal regulations.
• Directs the formulation of strategic compliance planning in support of the company's vision, mission, and values.