Chief Compliance Officer

Dhanam Investment And Finance (P) LTD.; Coimbatore District; On-site; INR 2,500,000 - 4,500,000; Full time

Job summary

Dhanam Investment and Finance (P) LTD. is seeking a Chief Compliance Officer in Coimbatore, Tamil Nadu to lead the company’s compliance framework and ensure adherence to RBI and NBFC regulations. The role involves governance, risk mitigation, and collaboration with finance, operations and technology teams.

The candidate should have strong expertise in regulatory compliance for NBFCs, KYC/AML, data privacy norms, and potential professional certifications in compliance or risk management.

Qualifications

• Leadership in compliance, risk or governance roles.
• Experience with regulatory compliance in NBFC/financial services.
• Knowledge of RBI guidelines, KYC/AML and data privacy norms.

Responsibilities

• Develop, update and implement compliance policies across all units.
• Monitor regulatory updates and assess compliance risks.
• Coordinate with senior management to embed compliance into products and processes.
• Conduct compliance audits and regulatory reporting.
• Oversee staff training on compliance, ethics and governance.

Education

Bachelor’s or Master’s degree in Law, Finance, Business

Leadership in compliance, risk or governance

Regulatory compliance (NBFC/financial services)

RBI guidelines, KYC/AML, data privacy

Job description

Chief Compliance Officer

Dhanam Investment And Finance (P) LTD.

Rolling Basis (Official)

Coimbatore, Tamil Nadu, India

Not Specified

Bachelor’s or Master’s degree in Law, Finance, Business, or a related field; strong expertise in Compliance Management and Regulatory Compliance within NBFCs or financial services; knowledge of RBI and NBFC guidelines, KYC/AML requirements, and data privacy norms.

Role Overview

Dhanam Investment and Finance (P) LTD., a Non-Banking Financial Company (NBFC), is seeking a full-time, on-site Chief Compliance Officer based in Coimbatore, Tamil Nadu. The role involves leading the organization's compliance framework, ensuring adherence to RBI and NBFC regulations, and managing internal governance and risk mitigation strategies.

Key Eligibility Criteria

• Bachelor’s or Master’s degree in Law, Finance, Business, or a related field.
• Proven experience in leadership roles within compliance, risk, or governance functions.
• Strong expertise in regulatory compliance, specifically within the NBFC or financial services sector.
• Demonstrated knowledge of RBI guidelines, KYC/AML requirements, and data privacy norms.
• Professional certifications in compliance or risk (e.g., CCO, CRCMP) are considered an advantage.

Responsibilities & Scope of Work

• Develop, update, and implement compliance policies and procedures across all business units.
• Monitor regulatory updates and assess compliance risks to ensure organizational integrity.
• Coordinate with senior management, finance, operations, and technology teams to embed compliance into products and processes.
• Conduct compliance audits and manage regulatory reporting.
• Oversee staff training on compliance, ethics, and governance standards.

Stipend, Compensation & Mode

Not specified by the organization.