CA Fresher (Internal Audit)

Yes Bank; Mumbai; On-site; INR 900,000 - 1,200,000; Full time

Job summary

Yes Bank in Mumbai is seeking an Internal Audit professional to support planning, execution, and reporting of audits across the organization.

The role involves tests of controls, data analysis, and documentation of findings, with exposure to SOX/IFC audits and cross-functional collaboration with Finance, Procurement, HR, Operations and IT.

Responsibilities

• Assist in preparing the annual audit plan and audit programs.
• Perform process walkthroughs and understand end-to-end business cycles.
• Conduct test of controls, substantive testing, and data analysis.
• Evaluate design and operating effectiveness of internal controls.
• Identify gaps, control deficiencies, and improvement areas.
• Prepare working papers, audit observations, and draft reports.
• Support in preparing management presentations and followup reports.
• Document audit findings with root cause analysis and actionable recommendations.
• Assist in monitoring compliance with company policies, SOPs, and statutory requirements.
• Participate in risk assessment exercises and update risk registers.
• Interact with departments like Finance, Procurement, HR, Operations, and IT.
• Follow up with process owners for implementation of audit recommendations.
• Support forensic reviews, data analytics, and process automation initiatives.
• Participate in SOX/ IFC audits (if applicable).
• Assist in surprise audits, branch audits, inventory audits, and vendor audits.

Job description

Role & responsibilities

Audit Planning & Execution

• Assist in preparing the annual audit plan and audit programs.
• Perform process walkthroughs and understand end-to-end business cycles.
• Conduct test of controls, substantive testing, and data analysis.

2. Internal Control Evaluation

• Evaluate design and operating effectiveness of internal controls.
• Identify gaps, control deficiencies, and improvement areas.

3. Reporting & Documentation

• Prepare working papers, audit observations, and draft reports.
• Support in preparing management presentations and followup reports.
• Document audit findings with root cause analysis and actionable recommendations.

4. Compliance & Risk Management

• Assist in monitoring compliance with company policies, SOPs, and statutory requirements.
• Participate in risk assessment exercises and update risk registers.

5. Cross-functional Collaboration

• Interact with departments like Finance, Procurement, HR, Operations, and IT.
• Follow up with process owners for implementation of audit recommendations.

6. Special Assignments

• Support forensic reviews, data analytics, and process automation initiatives.
• Participate in SOX/ IFC audits (if applicable).
• Assist in surprise audits, branch audits, inventory audits, and vendor audits.