Audit Expert (AD), Group Finance and Group Treasury Audit team

UBS; Pune District; On-site; INR 2,500,000 - 4,500,000; Full time

Job summary

UBS Group AG in Pune, India, seeks an experienced auditor to strengthen its internal controls within GCFO and Group CFO activities. The role focuses on risk assessment, data analytics, and QA of auditing processes in a fast-moving regulatory environment.

The successful candidate will lead audits, challenge risk management, and collaborate with stakeholders across functions while developing the team and embracing AI-enhanced testing methods.

Qualifications

• University degree in Finance or related field.
• Chartered accountant certification.
• 10+ years within internal audit, compliance or internal risk management in financial services.
• Experience in finance and/or treasury functions is preferred.
• Experience reviewing code for quality, logic and control risks is advantageous.
• Familiar with data analytics and AI; coding or building analytics is a plus.
• Experience auditing finance transformation initiatives (Finance Change).
• Ability to build relationships across functions, cultures and seniority levels.
• Committed to continuous learning and staying current with regulatory developments.
• Strong communication skills and the ability to translate complex topics clearly.

Responsibilities

• Support planning and execution of audits, providing assurance and risk assessment.
• Challenge the firm’s risk management and control environment using judgment and audit findings.
• Adhere to internal standards for quality, execution and documentation.
• Build and maintain relationships with colleagues and stakeholders at all levels, including senior management.
• Leverage AI and data analytics to enhance audit work and collaborate with Data Analytics & Innovation.
• Lead and support the local team as an inclusive and empowering people leader.

Skills

Data analytics

Artificial intelligence

Communication skills

Stakeholder management

Leadership

Critical thinking

Coding experience

Education

University degree in Finance or related field

Chartered accountant certification

Job description

Key Responsibilities

Are you a thoughtful evaluator of risk who enjoys understanding complex business processes and products? Do you want to play a role in how a global organization strengthens its controls and adapts in a fast moving environment?

Job Type

Full Time

Job Reference #

339536BR

City

Pune

Key Responsibilities

Are you a thoughtful evaluator of risk who enjoys understanding complex business processes and products? Do you want to play a role in how a global organization strengthens its controls and adapts in a fast moving environment?

We are looking for an intellectually curious auditor, with prior knowledge and experience in Finance or Treasury to:

• Support the planning and execution of audits, issue assurance and risk assessment to generate meaningful insights in GCFO.
• Effectively challenge the firm’s risk management and control environment, leveraging experience and sound judgement, and where relevant develop audit issues and reports in line with internal reporting and issue disposition standards.
• Meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required.
• Build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management
• Use AI and data analytics to enhance audit work, and partner with our Data Analytics & Innovation team to develop and execute data-driven testing and insights
• Lead and support our local team as an inclusive and empowering people leader, coaching colleagues, fostering collaboration, and enabling growth and shared accountability

The team

You’ll be part of Group Internal Audit, an independent function that safeguards and strengthens our firm. Working with multidisciplinary teams that blend business knowledge, subject matter expertise and capabilities in data analytics and artificial intelligence (AI), you’ll assess how the firm’s governance, processes and controls operate. You’ll identify opportunities to enhance risk management and help drive improvements that advance our strategic goals. You’ll work in the Group CFO team covering Group Finance or Group Treasury functions.

Your Skills And Experience

• A university degree level education in Finance or related field
• Chartered accountant certification
• ideally 10+ years within internal audit, compliance, internal risk management areas within the financial services industry. This experience could have been gained at a consulting firm, regulator, or in an Internal Audit function.
• Experience with finance and/or treasury functions is strongly preferred
• Experience and the ability to review and challenge code for quality, logic and associated control risks, would be highly advantageous.
• Familiar with using data analytics and AI, consistently applying critical thinking to interrogate data, validate insights, and assess AI outputs. Any experience with coding, or building analytics is strongly preferred.
• Experience supporting and auditing finance transformation initiatives (e.g., Finance Change), with the ability to assess risks, challenge control design, and provide assurance over large-scale regulatory and strategic programs
• Ability to build strong relationships with stakeholders and colleagues across functions, cultures, and seniority levels
• Committed to continuous learning and staying current with emerging risks and regulatory developments
• Strong communication skills, with the ability to translate complex topics into clear and concise messages
• You’re curious to explore how AI can improve how we build, deliver, and optimize workflows. You do this with sound judgment - validating outputs and aligning with policies, risk standards, and ethical use

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.