Associate/ Senior Associate - Legal & Compliance

Kalkine Solutions Pvt. Ltd.; Sector 10; On-site; INR 700,000 - 1,100,000; Full time

Job summary

Kalkine Solutions Pvt. Ltd. is seeking a compliance-focused professional to develop and maintain regulatory and internal compliance processes across multiple jurisdictions.

The role involves advising management on investment advisory regulations, telemarketing laws, and privacy considerations to ensure lawful and ethical business operations. The candidate will review marketing content, support regulator interactions, and ensure timely responses to inquiries while aligning with internal policies

Qualifications

• Knowledge of compliance domain and operations, preferably fintech compliance.
• Strong analytical, written and verbal communication skills.
• Attention to detail and a strong work ethic.
• In-house experience in IT/ITES or Financial Services preferred.

Responsibilities

• Assess, develop, implement, and maintain compliance processes for Kalkine group companies in accordance with applicable laws and regulations.
• Prepare, review, and submit regulatory filings with relevant authorities.
• Conduct legal and regulatory research and advise management on investment advisory regulations, telemarketing laws, and privacy laws across the UK, Australia, New Zealand, the US, Canada, and India.
• Handle queries and notices received from regulators by assessing associated risks, formulating appropriate strategies, and ensuring timely responses.
• Review marketing materials, client communications, websites, and product descriptions to ensure compliance with legal and marketing guidelines.
• Conduct legal research relating to the establishment of new businesses across different jurisdictions, including assessment of legal challenges and applicable licensing requirements.
• Ensure that business activities are conducted in compliance with all applicable laws, regulations, internal policies, and procedures.
• Monitor and ensure that all regulatory registrations, permissions, and licences remain valid and appropriate for business requirements.
• Conduct ongoing compliance risk assessments of company practices and assist in developing internal policies, procedures, compliance manuals, and protocols.
• Conduct legal and compliance training sessions for operational teams.
• Act as a liaison with regulatory authorities and maintain relationships with external consultants and internal stakeholders.
• Coordinate with third parties seeking to understand the companys compliance framework, control environment, policies, and procedures.
• Conducting legal research for setting up new businesses in different jurisdictions and legal challenges and various licensing requirements.

Skills

Compliance domain knowledge

Job description

Role & responsibilities

• Assess, develop, implement, and maintain compliance processes for Kalkine group companies in accordance with applicable laws and regulations.
• Prepare, review, and submit regulatory filings with relevant authorities.
• Conduct legal and regulatory research and advise management on investment advisory regulations, telemarketing laws, and privacy laws across the UK, Australia, New Zealand, the US, Canada, and India.
• Handle queries and notices received from regulators by assessing associated risks, formulating appropriate strategies, and ensuring timely responses.
• Review marketing materials, client communications, websites, and product descriptions to ensure compliance with legal and marketing guidelines.
• Conduct legal research relating to the establishment of new businesses across different jurisdictions, including assessment of legal challenges and applicable licensing requirements.
• Ensure that business activities are conducted in compliance with all applicable laws, regulations, internal policies, and procedures.
• Monitor and ensure that all regulatory registrations, permissions, and licences remain valid and appropriate for business requirements.
• Conduct ongoing compliance risk assessments of company practices and assist in developing internal policies, procedures, compliance manuals, and protocols.
• Conduct legal and compliance training sessions for operational teams.
• Act as a liaison with regulatory authorities and maintain relationships with external consultants and internal stakeholders.
• Coordinate with third parties seeking to understand the companys compliance framework, control environment, policies, and procedures.
• Conducting legal research for setting up new businesses in different jurisdictions and legal challenges and various licensing requirements.

Preferred candidate profile

• Knowledge of the compliance domain and operations, preferably within fintech compliance, or a strong interest in legal compliance and regulatory engagement roles.
• Strong analytical, written, and verbal communication skills, along with effective presentation and stakeholder management abilities.
• Excellent attention to detail and a strong work ethic.
• Candidates with prior in-house experience in the IT/ITES or Financial Services sector will be preferred.