RBI Compliance

Orix Corporation; Mumbai Suburban; Sur place; INR 1 500 000 - 2 200 000; Plein temps

Résumé du poste

Orix Corporation in Mumbai seeks a qualified Company Secretary to lead regulatory compliance and governance across NBFC operations. You will ensure adherence to RBI, SEBI, and Companies Act requirements, manage regulatory filings, and guide business units on compliance issues.

The role requires 2+ years of relevant experience, strong knowledge of KYC/AML, and coordination with auditors, regulators, and senior management to ensure robust governance and timely reporting.

Qualifications

• Qualified professional with Company Secretary background and strong knowledge in regulatory compliance and financial governance.
• Experience in RBI, SEBI, and Companies Act compliance including regulatory filings, audits, KYC/AML and governance-related activities.
• Minimum 2 years of relevant experience.

Responsabilités

• Develop and manage the NBFCs compliance program as per RBI guidelines.
• Conduct regular compliance checks on RBI circulars and policies.
• Ensure compliance with RBI rules on foreign exchange, FDI, etc.
• Stay updated on RBI circulars and share relevant updates with departments.
• Provide ongoing guidance to teams on RBI compliance matters.
• Prepare and file all required reports and returns with the RBI.
• Create and implement internal governance policies.
• Update senior management/Board on important regulatory changes.
• Coordinate with auditors and respond to compliance-related queries.
• Assist in handling RBI audits and inspections.
• Ensure KYC and AML guidelines are followed across the company.
• Monitor suspicious or large transactions and report to FIU.
• Ensure compliance with SEBI LODR for debt-listed companies.
• Prepare and file reports and disclosures with stock exchanges.
• Track SEBI regulation changes and ensure proper implementation.
• Work with departments to maintain SEBI compliance.
• Assist in preparing agendas, minutes, and resolutions for Board/committee meetings
• Ensure compliance with Companies Act, 2013 and related rules.

Connaissances

Company Secretary

Regulatory compliance

Financial governance

KYC/AML

Audits

RBI compliance

Governance

Formation

Company Secretary qualification

Description du poste

Role & responsibilities

• Develop and manage the NBFCs compliance program as per RBI guidelines.
• Conduct regular compliance checks on RBI circulars and policies.
• Ensure compliance with RBI rules on foreign exchange, FDI, etc.
• Stay updated on RBI circulars and share relevant updates with departments.
• Provide ongoing guidance to teams on RBI compliance matters.
• Prepare and file all required reports and returns with the RBI.
• Create and implement internal governance policies
• Update senior management/Board on important regulatory changes.
• Coordinate with auditors and respond to compliance-related queries.
• Assist in handling RBI audits and inspections.
• Ensure KYC and AML guidelines are followed across the company.
• Monitor suspicious or large transactions and report to FIU.
• Ensure compliance with SEBI LODR for debt-listed companies.
• Prepare and file reports and disclosures with stock exchanges.
• Track SEBI regulation changes and ensure proper implementation.
• Work with departments to maintain SEBI compliance.
• Assist in preparing agendas, minutes, and resolutions for Board/committee meetings
• Ensure compliance with Companies Act, 2013 and related rules.

Preferred candidate profile

• Qualified professional with Company Secretary background, with strong knowledge in regulatory compliance and financial governance.
• Experience in managing RBI, SEBI, and Companies Act compliance, including regulatory filings, audits, KYC/AML, and governance-related activities.
• Min 2 years of experience.