Assistant Manager - Compliance - Powai

Hiranandani Financial Services; Mumbai; On-site; INR 900,000 - 1,200,000; Full time

Job summary

Hiranandani Financial Services in Mumbai is seeking a Compliance professional to ensure RBI NBFC compliance, AML, IRDA, and PMLA adherence. The role requires monitoring regulatory changes and coordinating with HR, Finance, Operations, and Risk to implement policy frameworks.

You will manage disclosures under Companies Act and SEBI LODR, support RBI inspections, interpret circulars, and close customer service complaints. Attention to detail and proactive advisory skills are essential.

Qualifications

• Strong knowledge of RBI NBFC regulations
• Experience in AML and PMLA compliance
• Ability to coordinate across departments

Responsibilities

• Ensure NBFC adheres to RBI regulations prescribed for NBFCs
• Ensure compliance with anti-money laundering, IRDA, PMLA, and other applicable regulations
• Track compliance under RBI and IRDA laws in coordination with HR, Finance, Operations and Risk
• Work with departments to establish and review policy frameworks for major activities under the law
• Manage website disclosures under Companies Act, SEBI LODR and other laws
• Coordinate with RBI officials during RBI inspections
• Interpret RBI circulars and disseminate/implement organization-wide
• Track and close customer service complaints received via RBI or support
• Provide advisory support in compliance matters and RBI circular interpretation
• Perform compliance testing on a regular basis

Job description

Roles & Responsibility:

• Ensure NBFC is adhering to all regulations prescribed by RBI for NBFCs
• Ensure compliance with other applicable regulations on anti-money laundering, IRDA, PMLA etc
• Track compliance under RBI and IRDA laws in close co-ordination with other departments such as HR, Finance, Operations, risk etc
• Work closely with other departments for having policy framework for all major activities of the NBFC as required under the law and review the policies at relevant intervals
• Manage website disclosures as required under Companies Act, SEBI LODR and other applicable laws
• Coordinating with RBI officials during RBI Inspection
• Interpretation of RBI circulars and dissemination and implementation of the same on an organisation level.
• Tracking and closure of Customer Services complaints received via RBI or customer support team
• Advisory in Compliance related matter/ RBI circular interpretation
• Performing Compliance testing on regular basis