Senior Client Asset Compliance & Oversight Lead

Atrium (EMEA); Dublin; On-site; EUR 60,000 - 90,000; Full time

Job summary

Atrium EMEA is seeking an accomplished Compliance Officer to support the Head of Client Asset Oversight in enhancing the client asset framework. You will provide independent practitioner challenge across the client asset control environment and work with relevant stakeholders to review artefacts such as CAAM, CARM, CAMP and CAKID.

The role involves assessing governance, risk, and controls, ensuring regulatory outcomes are addressed, and contributing to remediation and oversight at senior levels.

Qualifications

• Experience as a Compliance Officer or similar role in financial services.
• Ability to provide independent practitioner challenge of control environments.
• Familiarity with client asset frameworks and regulatory mapping.

Responsibilities

• Review the Client Asset Framework design and maturity against regulatory requirements.
• Assess coherence of governance, risk, controls, procedures, MI and breach management within the Client Asset programme.
• Review regulatory and control framework for client assets.
• Provide senior challenge to Client Asset Risk Matrix and governance reporting to Risk Committees and the Board.
• Assess completeness of regulatory applicability for client assets and map controls to regulatory outcomes.
• Bring external senior practitioner insights to strengthen or simplify the framework.
• Artefact review including CAAM, CARM, CAMP, CAKID and related procedures.
• Review breach logging, materiality framework, reconciliation documentation, and training materials.

Job description

Atrium EMEA is seeking an accomplished Compliance Officer to support the Head of Client Asset Oversight in enhancing the client asset framework. You will provide independent practitioner challenge across the client asset control environment and work with relevant stakeholders to review artefacts such as CAAM, CARM, CAMP and CAKID.

The role involves assessing governance, risk, and controls, ensuring regulatory outcomes are addressed, and contributing to remediation and oversight at senior levels.