Compliance Officer - Dublin

Atrium (EMEA); Dublin; On-site; EUR 60,000 - 90,000; Full time

Job summary

Atrium EMEA is seeking an accomplished Compliance Officer to support the Head of Client Asset Oversight in enhancing the client asset framework. You will provide independent practitioner challenge across the client asset control environment and work with relevant stakeholders to review artefacts such as CAAM, CARM, CAMP and CAKID.

The role involves assessing governance, risk, and controls, ensuring regulatory outcomes are addressed, and contributing to remediation and oversight at senior levels.

Qualifications

• Experience as a Compliance Officer or similar role in financial services.
• Ability to provide independent practitioner challenge of control environments.
• Familiarity with client asset frameworks and regulatory mapping.

Responsibilities

• Review the Client Asset Framework design and maturity against regulatory requirements.
• Assess coherence of governance, risk, controls, procedures, MI and breach management within the Client Asset programme.
• Review regulatory and control framework for client assets.
• Provide senior challenge to Client Asset Risk Matrix and governance reporting to Risk Committees and the Board.
• Assess completeness of regulatory applicability for client assets and map controls to regulatory outcomes.
• Bring external senior practitioner insights to strengthen or simplify the framework.
• Artefact review including CAAM, CARM, CAMP, CAKID and related procedures.
• Review breach logging, materiality framework, reconciliation documentation, and training materials.

Job description

Atrium EMEA are looking for an accomplished Compliance Officer to support this team with enhancing its client asset framework. You will be working alongside the Head of Client Asset Oversight (HCAO) and relevant first-line stakeholders and will provide independent practitioner challenge across the client asset control environment. The assignment combines review of key regulatory and control artefacts, thematic assessment of breaches and remediation and external peer insight. This is not a PCF role: this temporary placement will support the HCAO.

• Review the overall design and maturity of Client Asset Framework against the CBI Client Asset Requirements
• Assess whether the Client Asset programme components work together coherently: governance, risk framework, controls, procedures, MI and breach management.
• Review of regulatory and control framework for client assets
• Provide senior challenge to rule-to-risk-to-control inventory/Client Asset Risk Matrix.
• For client assets, assess completeness of regulatory applicability and review the control design to assess whether mapped controls substantively address the intended regulatory outcomes.
• Bring external senior practitioner experience and peer insight to challenge client asset arrangements, including how comparable firms structure controls, oversight and accountability, and identify opportunities to strengthen or simplify the framework.
• Artefact review and quality challenge
• Review the key client asset artefacts including: Client Asset Applicability Matrix (CAAM) / Client Asset Regulatory Mapping (CARM)/ Client Asset Management Plan (CAMP) / Client Assets Key Information Document (CAKID)
• Policies and operating procedures / Breach logging and materiality assessment framework
• Reconciliation documentation / Training and competency materials
• Client asset governance reporting: Review the structure, content and effectiveness of client asset reporting to internal Risk Committees and the Board.
• Assess whether client asset reporting provides a clear view of breaches, risks, control effectiveness, remediation and emerging issues.
• Assess whether reporting supports effective oversight, challenge and decision-making of the client asset framework