Internal Auditor: Data-Driven Compliance & Automation

Interactive Brokers; Dublin; On-site; EUR 60,000 - 90,000; Full time

Job summary

Interactive Brokers Ireland is seeking an experienced Internal Auditor to conduct audits across IB's business lines, back-office and support functions, ensuring compliance with firm policies and regulatory requirements.

You will apply data-analytics to test large data sets, identify risks, and propose corrective actions, working with IB personnel to address deficiencies and enhance controls.

Qualifications

• Essential degree in Finance, Accounting, Business or IS.
• 2–5 years' audit experience, preferably in Banking or Brokerage.
• EU passport or valid work permit for Ireland.

Responsibilities

• Conduct audits of IB's business lines, back-office functions and support departments to assess compliance with firm policies and regulatory requirements
• Contribute to the planning, fieldwork and reporting phases of audits in close collaboration with the Internal Audit team to achieve audit objectives
• Develop process knowledge and identify risk areas for assigned audits
• Apply data-analytics techniques to test large data sets and strengthen audit coverage
• Review and appraise soundness, adequacy and application of manual and automated processes, and recommend corrective action where necessary
• Participate in discussions with IB personnel during and at the conclusion of an audit, in particular to establish the cause and recommendations relating to potential deficiencies noted during an audit
• Identify and implement automation opportunities to enhance audit effectiveness and efficiencies of the business as a whole
• Stay current with securities and commodities regulations
• Conduct audits in accordance with professional industry standards and established company policies

Skills

Auditing

Data analytics

Communication

Teamwork

Education

Relevant degree

Tools

SQL

Python

Power BI

Tableau

MS Excel

MS Access

Job description

Interactive Brokers Ireland is seeking an experienced Internal Auditor to conduct audits across IB's business lines, back-office and support functions, ensuring compliance with firm policies and regulatory requirements.

You will apply data-analytics to test large data sets, identify risks, and propose corrective actions, working with IB personnel to address deficiencies and enhance controls.