Audit Analyst I: Controls & Assurance Specialist

TD Bank Group; Dublin; On-site; EUR 70,000 - 100,000; Full time

Job summary

TD Securities in Dublin, Ireland, is seeking an experienced Auditor to conduct audit work per plans and standards. The role emphasizes controls testing, issue management, and delivering findings to stakeholders.

35 hours per week, on-site in Dublin. Ideal candidates have an undergraduate degree and 5+ years of relevant audit experience, with strong communication and collaboration skills to interact with multiple business units and regulatory requirements.

Responsibilities

• Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion
• Execute testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)
• May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Contribute to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
• Manage the ongoing audit communications process with the stakeholders during and subsequent to the audit
• Present objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management
• Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
• Provide subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks
• SHAREHOLDER Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area
• May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level
• Prioritize and manage own workload to deliver quality results and meet assigned timelines
• Keep current on emerging trends / developments and grow knowledge of the business, analytical tools and techniques and apply them where appropriate
• Develop and deliver audit findings, presentations / communications to management or broader audience
• Assess / identify key issues and elevate to appropriate levels and relevant stakeholders where required

Job description

TD Securities in Dublin, Ireland, is seeking an experienced Auditor to conduct audit work per plans and standards. The role emphasizes controls testing, issue management, and delivering findings to stakeholders.

35 hours per week, on-site in Dublin. Ideal candidates have an undergraduate degree and 5+ years of relevant audit experience, with strong communication and collaboration skills to interact with multiple business units and regulatory requirements.