Designated Person Support, Regulatory Compliance

The Panel; Dublin; Hybrid; EUR 60,000 - 90,000; Full time

Benefits offered by this job

Hybrid working (3 days in-office)

Job summary

The Panel in Dublin is seeking a Designated Person Support to join our growing team. You will report to the Designated Person for Regulatory Compliance and help run the compliance framework across a wide ETF range. This is a hands-on role in a small, focused team based in Dublin.

Hybrid working is offered with 3 days a week in the office, giving exposure to regulatory duties, reports to the Board and interaction with multiple stakeholders. Suitable candidates have 2–5 years in funds compliance.

Qualifications

• 2 to 5 years’ funds compliance experience at a ManCo, AIFM, administrator, depositary, asset manager or advisory firm.
• Working knowledge of UCITS and CP86.
• Strong writing and organisational skills.
• ETF experience or an LCOI/ACOI qualification is an advantage.

Responsibilities

• Run compliance monitoring and testing, including oversight of delegates, and track findings to closure
• Track regulatory change (UCITS, SFDR, DORA, CP86) and keep the compliance calendar and returns on schedule
• Maintain compliance policies and registers, and support breach reporting to the CBI
• Manage fitness and probity records and support AML oversight
• Prepare compliance reports for the Board and committees

Skills

Funds compliance

UCITS knowledge

CP86 knowledge

Regulatory reporting

ETF experience

LCOI/ACOI qualification

Writing skills

Organisational skills

Job description

Our client, a growing Central Bank-authorised UCITS management company, is looking for a Designated Person Support to join its Dublin team. Reporting to the Designated Person for Regulatory Compliance, you’ll help run the compliance framework across a large and expanding ETF range. The role offers broad, hands-on exposure in a small team.

Key Responsibilities

• Run compliance monitoring and testing, including oversight of delegates, and track findings to closure
• Track regulatory change (UCITS, SFDR, DORA, CP86) and keep the compliance calendar and returns on schedule
• Maintain compliance policies and registers, and support breach reporting to the CBI
• Manage fitness and probity records and support AML oversight
• Prepare compliance reports for the Board and committees

The Person

• 2 to 5 years’ funds compliance experience at a ManCo, AIFM, administrator, depositary, asset manager or advisory firm
• Working knowledge of UCITS and CP86
• Strong writing and organisational skills
• ETF experience or an LCOI/ACOI qualification is an advantage

Hybrid working, 3 days a week in the office.