Compliance Manager (ManCo)

Carne Group; Dublin; On-site; EUR 70,000 - 90,000; Full time

Benefits offered by this job

Development opportunities

Inclusive work culture

Opportunities for growth

Job summary

A leading financial services firm in Dublin is looking for a Senior Compliance Manager to join their Compliance team. The ideal candidate will have 3-5 years of compliance experience, a university degree, and strong knowledge of the UCITS and AIFMD regulatory frameworks. This role involves executing compliance plans, supporting regulatory interactions, and monitoring the effectiveness of compliance systems. The firm promotes a collaborative and innovative culture, encouraging candidates from diverse backgrounds to apply.

Qualifications

• 3-5 years’ experience in compliance or Depositary.
• Sound grasp of European legal and regulatory frameworks.
• Good knowledge of UCITS and AIFMD regulatory environments.

Responsibilities

• Participate in execution of compliance monitoring plan.
• Support Head of Compliance in regulatory interactions.
• Oversee effectiveness of systems and control mechanisms.

Skills

Compliance knowledge

Communication skills

Analytical skills

Teamwork

Problem-solving skills

Education

University degree or equivalent qualification

Compliance or relevant qualification

Job description

New opportunity within Carne Group as Senior Compliance Manager in our Irish office. Join our growing, dynamic team within the Carne Group - the premier provider of Fund Management and Financial Service solutions to asset managers and related entities across the world.

Who are we looking for?

We are currently recruiting for a senior manager role to join our growing Compliance team in Ireland. The ideal candidate will be an ambitious, driven compliance professional who is looking to grow and develop within a compliance team in a fast‑growing financial services firm. You will work closely with other members of the Senior Management team and compliance teams across Carne’s global locations, as well as with our clients and their organisations.

What are the minimum requirements for the role?

• University degree (or equivalent qualification).
• Compliance or other relevant qualification.
• Sound grasp of European legal and regulatory framework.
• 3‑5 years’ funds industry experience in compliance or Depositary.
• Good knowledge of the UCITS and AIFMD regulatory environment.
• Ability to work on own, make decisions and work within a team.
• Excellent English written and oral communication skills.
• Proven ability to analyse complex issues.
• Experience in working with Seniors across the organisation and providing a credible challenge where necessary.
• Strong ability to evaluate regulations and translate the operational impact.
• Experience in developing and carrying out a Compliance Monitoring Programme.

What are your responsibilities – Carne Manco

• Active participation in the execution of Carne’s compliance monitoring plan.
• Support the Head of Compliance and DP for Regulatory Compliance including all Regulatory interactions with competent authorities.
• Oversee the effectiveness of the systems and controls (including documented policies and procedures) in place within the first line of defence (the “business”) and make recommendations on future developments.
• Monitor regulatory developments and work with business to ensure process updates to ensure continued compliance.
• Oversee the ongoing maintenance of various logs and registers.
• Oversee the mandatory annual staff training program.
• Oversee the regulatory change process including identification, reporting to stakeholders, overseeing implementation within the firm.
• Assist in preparation of periodic reports to the Board and governance committees, as appropriate, on compliance issues (including findings/recommendations of the CMP) that need to be brought to its attention.
• Providing advice and assistance to the business with regulatory matters and in meeting regulatory standards and expectations.
• Responsible for oversight of analysis and consideration on regulatory matters impacting Carne’s management companies’ activities as a UCITS management company and AIFM.
• Prepare relevant management information for presentation to the stakeholders and upon request to clients.
• Collaborate with the Onboarding, Legal and Oversight teams regarding oversight of third parties.
• Oversee Carne’s regulatory reporting requirements to regulators.
• Represent the Compliance function in local or group wide working groups and project teams.
• Continue the development of a robust compliance culture.

What competencies do you require?

• Teamwork (Team player) Develops relationships within and across teams, working collaboratively to resolve potential challenges quickly.
• Effective Communication Communicates effectively, both in an advisory capacity and providing challenge where required.
• Leading & Influencing Motivates and supports others to deliver results, coaching them to optimise performance. Helps mentor and develop junior members of the team.
• Planning and Organising Organises and plans work effectively, ensuring delivery to quality and timescales in the short and longer‑term.
• Analytical (Attention to detail) Analyzes and understands relevant and complex information and data to draw appropriate insights.
• Strategic Focus (Problem‑Solving) Thinks strategically, thrives on innovation, considers the wider picture to identify new approaches to enhance business impact.
• Adaptability Adapts approach and responds effectively to different situations, people and new opportunities.
• Resilience Works well under pressure, bounces back quickly from setbacks in a positive and constructive manner.
• Drive and Motivation Highly motivated and driven, able to focus on what needs to be achieved and enthuse others to do this.
• Client‑centric focus Motivated by customer‑facing environments, understanding their needs, and providing a good service.

Who is Carne Group?

Carne Group has established itself in the funds industry with $2 tn in AUM supported by 600+ staff and four regulated management companies. Together with a large team of industry specialists, Carne serves more than 650+ traditional and alternative asset management clients from key fund jurisdictions and financial hubs including Ireland, Luxembourg, Zurich, Lisbon, London, New York, Cayman and Channel Islands.

Excellence and innovation are central to Carne’s work and we are committed to attracting and retaining the best talent to deliver an unrivaled service to our clients. While working with Carne, you will be provided with opportunities to develop your skills and experience by working in a dynamic, innovative, and multicultural environment where exciting careers are built.

We love hearing from anyone who is enthusiastic about changing the asset management industry. Not sure if you meet all the requirements? Let us decide! Research shows that members of other under‑represented groups tend not to apply to jobs when they think they may not meet every qualification, when in fact, they do! At Carne we are committed to creating a diverse and inclusive environment and strongly encourage you to apply.