Compliance Analyst (Fixed Term Contract)

ICE Clear Europe Limited; Dublin; À distance; EUR 60 000 - 90 000; Plein temps

Résumé du poste

ICE Data Indices, LLC in Dublin, Ireland, seeks a Compliance Analyst on a fixed-term maternity cover to support the Compliance Officer in designing, reviewing, and testing key controls, policies and procedures. The role requires knowledge of EU/UK rules, strong communications, and ability to work with legal, risk management, internal audit, and information security to maintain compliance.

Applicants should have a Bachelor’s degree and at least 3 years of experience in a financial services

Qualifications

• Bachelor’s degree with 3+ years in a compliance role.
• Experience in EU/UK financial services compliance preferred.
• Excellent written and verbal communication skills.
• Strong ability to work in a team and independently.
• Proactive with multi-priority management.

Responsabilités

• Carry out IDI’s Compliance Programme with IOSCO Principles and BMR.
• Collaborate with ICE functions, legal, risk management, internal audit, and information security to review, update and draft compliance policies and procedures.
• Develop and perform testing and monitoring of control activities to ensure adherence to rules and policies.
• Undertake the day-to-day maintenance of compliance registers and records.
• Actively participate in and support oversight and advisory committees.
• Prepare reports, presentations and metrics for management and committees.
• Review and update compliance training materials.
• Advise on compliance matters.
• Assist with compliance investigations and reviews.
• Foster a culture of compliance to laws and regulations.

Connaissances

Interpersonal skills

Communication

Analytical thinking

Regulatory knowledge

Independent working

Formation

Bachelor’s Degree

Outils

MS Word

MS Excel

PowerPoint

Description du poste

The Compliance Analyst (Fixed Term - Maternity Cover) will provide support to the Compliance Officer of ICE Data Indices, LLC (“IDI”), a subsidiary of Intercontinental Exchange Inc. (ICE) and a regulated Benchmark Administrator, in executing the firm’s compliance programme. This will involve assisting with designing, reviewing, developing, implementing, and testing of key controls, policies and procedures to ensure IDI remains effective and aligns with relevant regulations and best practice.The ideal candidate should have knowledge of EU or UK rules and regulations applicable to financial entities.

Responsibilities

• Carry out IDI’s Compliance Programme, specifically with reference to IOSCO’s Principles for Financial Benchmarks, the UK and EU Benchmarks Regulation (BMR).
• Collaborate with ICE business functions, legal, risk management, internal audit, and information security to review, update and draft compliance policies and procedures.
• Develop and perform testing and monitoring of control activities to ensure adherence to rules and policies.
• Undertake the day-to-day maintenance of compliance registers and records.
• Actively participate in and support oversight and advisory committees.
• Prepare reports, presentations and metrics for management and committees.
• Review and update compliance training materials.
• Advise on compliance matters.
• Assist with compliance investigations and reviews.
• Foster a culture of compliance to laws and regulations.

Knowledge and Experience

• Bachelor’s Degree and a minimum of 3 years’ experience in a compliance role with an EU or UK financial services institution or with a regulator.
• Excellent interpersonal skills, with a collaborative and curious mindset. Must be able to work well within a team and independently.
• Strong presentation and communication skills (written and oral).
• Proactive, able to work independently, and manage multiple priorities.
• Knowledge or experience of working with a regulator such as CBI or FCA.
• Experience related to indices and the IOSCO Principles for Financial Benchmarks and/or the EU/UK Benchmarks Regulation (“BMR”), and the Market Abuse Regulation (“MAR”) would be an advantage.
• Strong ethics, integrity, and the ability to stand firm on issues independently.
• Ability to think critically and analyze large volumes of complex information.
• Proficiency in use of Microsoft Word, Excel, and Power point.