VP, Compliance Risk Oversight & Regulatory Coordination

Hong Kong Exchanges & Clearing Ltd; Hong Kong; Presencial; HKD 1.800.000 - 3.000.000; Jornada completa

Descripción de la vacante

Hong Kong Exchanges & Clearing Ltd seeks a VP/AVP to lead Compliance Risk Oversight & Regulatory Co-ordination in Hong Kong. You will oversee risk-based reviews of policies, manage issues, and provide guidance to diverse business units, ensuring regulatory alignment and robust controls across the organization.

Reporting to senior leadership, you will work with internal audit to strengthen controls, support regulatory reviews (e.g., SFC), and drive initiatives to embed digital tools into

Responsabilidades

• Develop and implement the risk-based reviews over compliance with Policies.
• Maintain and execute the Compliance Issue Management program, with oversight of issues owned by Group Compliance.
• Provide compliance advice and support to divisions and functions, ensuring alignment with laws and internal policies.

Descripción del empleo

Hong Kong Exchanges & Clearing Ltd seeks a VP/AVP to lead Compliance Risk Oversight & Regulatory Co-ordination in Hong Kong. You will oversee risk-based reviews of policies, manage issues, and provide guidance to diverse business units, ensuring regulatory alignment and robust controls across the organization.

Reporting to senior leadership, you will work with internal audit to strengthen controls, support regulatory reviews (e.g., SFC), and drive initiatives to embed digital tools into