SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9

Acts Consulting Co. 毅知顧問公司; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Acts Consulting Co. 毅知顧問公司 in Hong Kong is seeking a SFC Responsible Officer to oversee regulatory operations for clients with SFC licenses. The role requires deep knowledge of licensing processes and strong governance experience.

You will manage discretionary accounts operations, liaise with the SFC and related parties, and ensure compliance across front-to-back office functions. Fluent English, Putonghua and Cantonese are essential to communicate with stakeholders.

Qualifications

• Degree in finance, banking, accounting, economics, business or related studies.
• Over 8 years operation experience in discretionary accounts.
• At least SFC RO 1, 2, and 9 holder.
• Experienced in liaise with SFC.
• With vision and good operation and management skill.
• Familiar with SFC licensing and Type 1,2,9 operation.
• Good interpersonal and communication skills.
• Fluent English, Putonghua and Cantonese.

Responsibilities

• Organize the business operation from front to backend.
• Responsible for trading work and discretionary accounts operation.
• Liaise with SFC and related parties.

Skills

English fluency

Putonghua

Cantonese

Education

Degree in finance, banking, accounting, economics, business or related studies

Job description

SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9

Our client is with SFC 1, 2,4,5,6 and 9 licenses and is looking for a RO to manage the operations :-

Requirements

• Degree in finance, banking, accounting, economics, business or related studies
• Over 8 years operation experience in discretionary accounts
• At least SFC RO 1, 2, and 9 holder
• Experienced in liaise with SFC
• With vision and good Operation and management skill
• Familiar with SFC licensing and Type 1,2,9 operation
• Good interpersonal and communication skills.
• Fluent English, Putonghua and Cantonese

Duties

• Organize the business operation from front to backend
• Responsible for trading work and discretionary accounts operation
• Liaise with SFC and related parties