SFC Responsible Officer Type 3

Acts Consulting Co. 毅知顧問公司; Hong Kong; Sur place; HKD 670 000 - 1 339 000; Plein temps

Résumé du poste

Acts Consulting Co. 毅知顧問公司 in Hong Kong is seeking a Responsible Officer (RO) for SFC Type 3 activities to supervise regulated activities and ensure compliance with SFC rules.

The candidate should hold a degree in banking and finance, have 3+ years of RO experience, possess hands-on management experience, and have excellent communication with fluency in English and Cantonese; Mandarin is a plus.

Qualifications

• RO with 3+ years of solid experience
• Degree in banking and finance or related disciplines
• Hands-on management experience in relevant products and regulations
• Excellent communication; fluent in English and Cantonese; Mandarin is a plus

Responsabilités

• Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business
• Ensure all activities comply with SFC rules and regulations of the respective type of licensed business
• Manage and supervise the operation team members
• Provide constructive advice to the management to improve the business operation

Connaissances

Communication skills

English proficiency

Cantonese fluency

Mandarin a plus

Formation

Degree in banking and finance

RO experience 3+ years

Description du poste

SFC Responsible Officer Type 3

Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity.

Responsibilities :

• Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business
• Ensure all the activities to compile with SFC rules and regulations of the respective type of licensed business
• Manage and supervise the operation team members
• Provide constructive advice to the management to improve the business operation

Requirements :

• Degree holder in banking and finance or other related disciplines
• Has 3 years or plus solid experience to act as a Responsible Officer (RO)
• Possess hands on management experience in relevant products and regulations
• Has excellent communication skills and fluency in spoken English and Cantonese, while good in Mandarin is a plus