Settlement Senior Officer/ Assistant Manager

Wrise Financial Management Services Limited; Hong Kong; Vor Ort; HKD 480.000 - 720.000; Vollzeit

Benefits dieser Stelle

Discretionary bonus

5 days work week

Annual leave

Group medical insurance

Zusammenfassung

Wrise Prestige in Hong Kong is seeking a Settlement Senior Officer/Assistant Manager to execute and monitor daily settlement activities across equities, bonds and funds. You will ensure timely processing, maintain records for audits, and support system improvements with internal and external stakeholders.

Ideal candidates hold a Bachelor's degree in Business/Finance and at least 4 years in settlements, operations or securities processing.

Qualifikationen

• Bachelor’s degree in Business Administration, Finance, Accounting, Economics, or a related discipline.
• Minimum 4 year of relevant experience in settlement, operations, securities processing, or transaction support within banking, brokerage, asset management, securities, or financial services industries.
• Candidate with more experiences will be offered as Settlement Assistant Manager.
• Knowledge of financial products, settlement processes, and market practices; experience with bonds, structured products, or OTC derivatives is an advantage.
• Proficient in Microsoft Office applications, particularly Excel; experience with settlement and back-office systems is preferred.
• Good communication and interpersonal skills, with the ability to work effectively with internal and external stakeholders.
• Good command of written and spoken English, Cantonese, and Mandarin.
• Candidates available for immediate commencement will be prioritized.

Aufgaben

• Execute daily full set of settlement activities for equities, fixed income, funds, and other investment products.
• Ensure timely and accurate settlement of transactions in accordance with market deadlines and service standards.
• Monitor settlement operations to ensure compliance with internal policies and regulatory requirements.
• Support system enhancements, UAT, and operational improvement projects.
• Coordinate with custodians, brokers, banks, counterparties, and internal stakeholders to facilitate smooth settlement processing.
• Maintain accurate records and support audit, management, and regulatory reporting requirements.
• Identify and implement process improvements to enhance operational efficiency and controls.

Kenntnisse

English proficiency

Cantonese

Mandarin

Ausbildung

Bachelor’s degree in Business Administration, Finance, Accounting, Economics, or related discipline

Tools

Excel

Settlement systems

Jobbeschreibung

WRISE Prestige offers a sophisticated wealth management experience designed for forward-thinking investors. Enjoy a transparent approach with access to a broad range of investment opportunities and comprehensive services, expertly guided by a dedicated Independent Wealth Consultant. Receive bespoke strategies crafted specifically for affluent and high-net-worth individuals.

Adhering to our mission of transparency and independency, we drive high client experience and innovation across products and enrich product and service offerings that meet the evolving needs of our clients and the industry. We prioritise our clients’ interests, offering tailored investment portfolios and personalised wealth planning. We understand their goals and risk tolerance, delivering customised strategies that adapt to market trends.

Job Summary

The Settlement Senor Officer/ Assistant Manager is responsible for executing and monitoring daily settlement activities across various investment products, ensuring all transactions are processed accurately, efficiently, and in compliance with regulatory requirements. The role also supports operational projects, client onboarding, audits, and continuous process improvement initiatives.

Key Responsibilities:

Execute daily full set of settlement activities for equities, fixed income, funds, and other investment products.

Ensure timely and accurate settlement of transactions in accordance with market deadlines and service standards.

Monitor settlement operations to ensure compliance with internal policies and regulatory requirements.

Support system enhancements, UAT, and operational improvement projects.

Coordinate with custodians, brokers, banks, counterparties, and internal stakeholders to facilitate smooth settlement processing.

Maintain accurate records and support audit, management, and regulatory reporting requirements.

Identify and implement process improvements to enhance operational efficiency and controls.

Requirements:

Bachelor's degree in Business Administration, Finance, Accounting, Economics, or a related discipline.

Minimum 4 year of relevant experience in settlement, operations, securities processing, or transaction support within banking, brokerage, asset management, securities, or financial services industries.

Candidate with more experiences will be offered as Settlement Assistant Manager.

Knowledge of financial products, settlement processes, and market practices; experience with bonds, structured products, or OTC derivatives is an advantage.

Proficient in Microsoft Office applications, particularly Excel; experience with settlement and back-office systems is preferred.

Good communication and interpersonal skills, with the ability to work effectively with internal and external stakeholders.

Good command of written and spoken English, Cantonese, and Mandarin.

Candidates available for immediate commencement will be prioritized.

Why Join Us

Exposure to a broad range of investment products and financial markets.

Opportunity to work in a growing wealth management and financial services environment.

Collaborative and professional team culture with career development opportunities.

We offer an attractive package including discretionary bonus, 5 days work, annual leave, family leave, birthday leave, full pay sick leave and group medical insurance to the right candidate.

Your application will include the following questions:

• Which of the following statements best describes your right to work in Hong Kong?
• Which of the following languages are you fluent in?
• How many years' experience do you have in the financial services industry?
• How much notice are you required to give your current employer?
• How many years' experience do you have as a Settlement Staff?
• Which of the following Microsoft Office products are you experienced with?
• What is your highest level of education?
• What's your expected monthly basic salary?

WRISE Prestige offers a sophisticated wealth management experience designed for forward-thinking investors. Enjoy a transparent approach with access to a broad range of investment opportunities and comprehensive services, expertly guided by a dedicated Independent Wealth Consultant. Receive bespoke strategies crafted specifically for affluent and high-net-worth individuals.

Adhering to our mission of transparency and independency, we drive high client experience and innovation across products and enrich product and service offerings that meet the evolving needs of our clients and the industry.

WRISE Prestige offers a sophisticated wealth management experience designed for forward-thinking investors. Enjoy a transparent approach with access to a broad range of investment opportunities and comprehensive services, expertly guided by a dedicated Independent Wealth Consultant. Receive bespoke strategies crafted specifically for affluent and high-net-worth individuals.

Adhering to our mission of transparency and independency, we drive high client experience and innovation across products and enrich product and service offerings that meet the evolving needs of our clients and the industry.

What can I earn as a Settlements Officer