Settlement Manager / VP

Trinity Search Limited; Hong Kong Island; On-site; HKD 1,200,000 - 1,800,000; Full time

Job summary

Trinity Search Limited in Hong Kong is seeking an experienced Operations professional to manage Securities/Futures/Bond settlement, corporate actions for equities, and OTC bonds, plus client funding and IPO-related activities in Global Markets.

You will lead settlement and trade matching, participate in system implementations, and oversee UAT testing, with emphasis on compliance, risk controls, and accurate reconciliation.

Qualifications

• Bachelor degree or above in finance/accounting or related majors.
• Minimum 8 years related experience in Operations, Settlement on Licensing Type 1 and 2 activities.
• Familiar with relevant Compliance Rules, AML policy, Client Money Rules and Regulations, OTC products, CCASS, CCMS and DCASS operations.
• Ability to work under pressure.
• Detail-minded, self-motivated.
• Great communications skill and interpersonal skill.
• Strong leadership and organization skills.
• Fluency in written English and Chinese.
• Proficiency in spoken English, Cantonese and Putonghua.

Responsibilities

• Securities/Futures/Bond settlement
• Corporate Action for Equities (Global Markets) and OTC Bonds market
• Client funding Operation
• IPO (FINI Platform)
• US market Placement and SBL
• Client Trade, Exchange, Brokers' trade matching
• Daily and Monthly position reconciliation
• Settlement and Middle office system implementation
• Participate in UAT testing

Job description

This role involves activities including Securities/Futures/Bond settlement, Corporate Action for Equities (Global Markets) and OTC Bonds market, Client funding Operation, IPO (FINI Platform), US market Placement and SBL. You will manage clients' money segregation, client trade, exchange, and brokers' trade matching, as well as daily and monthly position reconciliation. You will also participate in settlement and middle office system implementation and UAT testing.

Key responsibilities

• Securities/Futures/Bond settlement
• Corporate Action for Equities (Global Markets) and OTC Bonds market
• Client funding Operation
• IPO (FINI Platform)
• US market Placement and SBL
• Client Trade, Exchange, Brokers' trade matching
• Daily and Monthly position reconciliation
• Settlement and Middle office system implementation
• Participate in UAT testing

About you

• Bachelor degree or above in finance/accounting or related majors
• Minimum 8 years related experience in Operations, Settlement on Licensing Type 1 and 2 activities
• Familiar with relevant Compliance Rules, AML policy, Client Money Rules and Regulations, OTC products, CCASS, CCMS and DCASS operations
• Ability to work under pressure
• Detail-minded, self-motivated
• Great communications skill and interpersonal skill
• Strong leadership and organization skills
• Fluency in written English and Chinese
• Proficiency in spoken English, Cantonese and Putonghua