Senior Regulatory Advisor – Asset Management

Ocorian; Hong Kong; Sur place; HKD 900 000 - 1 200 000; Plein temps

Résumé du poste

Ocorian in Hong Kong is seeking a senior regulatory advisor to partner with asset managers and issuer clients. You will lead high-profile compliance projects, deliver practical solutions, and build trusted relationships across the industry.

The role combines regulatory expertise, client engagement, and business development with exposure to complex regulatory challenges. You'll advise on asset management and SFC requirements, manage multiple engagements, and contribute to growth while upholding

Qualifications

• Extensive compliance and regulatory experience within financial services, consultancy, legal practice, or a regulatory environment, with strong knowledge of asset management and SFC requirements.
• Proven ability to interpret complex regulations, manage compliance risk, and deliver practical, commercially focused solutions to clients.
• Strong relationship management, communication, and organisational skills, with the ability to lead multiple projects, influence stakeholders, and drive high-quality outcomes.

Responsabilités

• Act as a trusted regulatory advisor to asset management and alternative investment clients, delivering practical compliance solutions.
• Lead and manage regulatory projects, including compliance reviews, policy development, regulatory registrations, and examination support.
• Build and maintain strong client relationships while identifying opportunities to expand services and grow existing accounts.
• Monitor regulatory developments, assess their impact, and provide timely guidance to clients and colleagues.
• Oversee multiple engagements, ensuring high-quality delivery, effective resource management, and excellent client service.
• Contribute to business development, thought leadership, and the firm's market presence through proposals, industry events, and technical training.

Connaissances

Regulatory compliance

Asset management knowledge

Client relationship management

Project leadership

Description du poste

Ocorian in Hong Kong is seeking a senior regulatory advisor to partner with asset managers and issuer clients. You will lead high-profile compliance projects, deliver practical solutions, and build trusted relationships across the industry.

The role combines regulatory expertise, client engagement, and business development with exposure to complex regulatory challenges. You'll advise on asset management and SFC requirements, manage multiple engagements, and contribute to growth while upholding