Senior Asset Management Compliance Lead

Aquis Search Limited; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

Aquis Search Limited is seeking a Senior Compliance Manager to join its Hong Kong subsidiary and support the Compliance function across day-to-day regulatory and business matters within asset management.

This hands-on role requires solid asset management compliance experience, strong KYC/AML knowledge, and the ability to review marketing materials for regulatory compliance while working closely with the business and internal stakeholders in both English and Chinese.

Qualifications

• Solid compliance experience in asset management or fund management.
• Knowledge of HK regulatory requirements including SFC guidelines.
• Strong KYC/AML knowledge with review of marketing materials.
• Excellent communication and stakeholder management; English/Chinese (Mandarin).

Responsibilities

• Provide day-to-day compliance support across the Hong Kong business.
• Review and approve marketing materials to ensure regulatory compliance.
• Assist in establishing, maintaining and updating KYC policies and procedures.
• Review KYC documentation and respond to inquiries from internal stakeholders.
• Assist with regulatory inquiries and supporting regulatory interactions.
• Monitor regulatory developments and implement compliance requirements.
• Support the Compliance team on various regulatory and operational matters.
• Handle other ad hoc compliance projects and assignments.

Skills

Asset management

KYC/AML

Regulatory compliance

Stakeholder management

Bilingual English/Chinese

Education

Bachelor’s degree

Job description

Aquis Search Limited is seeking a Senior Compliance Manager to join its Hong Kong subsidiary and support the Compliance function across day-to-day regulatory and business matters within asset management.

This hands-on role requires solid asset management compliance experience, strong KYC/AML knowledge, and the ability to review marketing materials for regulatory compliance while working closely with the business and internal stakeholders in both English and Chinese.