Senior Manager (Data & AI Governance) - Information Technology, CEO's Office
The Securities and Futures Commission is seeking an experienced Data & AI Governance Lead to establish, lead and oversee the day-to-day operation of the Commission’s enterprise data & AI governance capability.
The role is responsible for translating the SFC’s Data & AI Governance Framework into a practical operating model encompassing accountability, decision-making, standards, controls and assurance processes.
Working across business divisions, technology teams and corporate functions, the successful candidate will embed governance into day-to-day operations and enable the secure, responsible and effective use of data and AI across the Commission. This role will play a key part in supporting the SFC’s ambition to become a more data- and AI-enabled regulator.
Duties & Responsibilities:
Governance Strategy and Operating Model
- Lead the implementation and continuous enhancement of the SFC’s enterprise Data & AI Governance Framework, policies, standards and operating model.
- Establish clear decision rights, accountability and escalation arrangements across the Data & AI lifecycle.
- Embed effective Data Owner, Data Steward and Data Custodian responsibilities across business divisions and technology functions.
- Lead governance forums and provide reporting, insights and recommendations to senior management and governance committees.
- Integrate Data & AI governance requirements into demand management, architecture, procurement, solution delivery and operational processes.
Data and AI Controls
- Establish proportionate controls covering data quality, metadata, lineage, classification, access, sharing, retention and appropriate use.
- Develop and operationalize governance arrangements for AI, machine learning, generative AI and agentic AI.
- Define practical requirements for responsible AI, human oversight, testing, transparency, monitoring, third-party solutions and lifecycle management.
- Establish and maintain enterprise inventories for critical data assets and AI systems, including ownership, classification, risk tier, approved use, material dependencies and lifecycle status.
- Work with Information Security, Legal, Risk, Internal Audit and technology teams to ensure governance arrangements are aligned and effective.
- Monitor compliance, exceptions and material governance issues and oversee remediation and continuous improvement.
Enterprise Adoption and Capability
- Build a strong network of Data Owners, Data Stewards and governance practitioners across the Commission.
- Provide practical guidance, templates and tools that enable divisions to meet governance requirements efficiently.
- Promote Data & AI literacy and organizational accountability.
- Monitor regulatory, industry and technology developments and recommend enhancements to governance arrangements.
- Build a sustainable internal Data & AI governance capability.
Requirements:
- 8+ years of relevant experience in Data Governance, AI Governance, Information Management, Technology Risk, Compliance or related disciplines.
- Bachelor’s or Master’s degree in data management, information systems, computer science, risk management, business or a related discipline.
- Proven experience establishing or implementing enterprise-wide governance frameworks, operating models, policies and controls.
- Strong knowledge of data ownership, stewardship, data quality, metadata management, data lineage and information lifecycle management.
- Good understanding of responsible AI, model and agent governance, generative AI risks and controls.
- Experience applying risk-based governance to AI use cases, including classification, approval, monitoring, incident management and ongoing review.
- Strong leadership, stakeholder-management and influencing skills.
- Excellent judgement and ability to balance governance, regulatory expectations, operational practicality and business value.
- Strong communication skills with technical and non-technical audiences.
- Relevant professional qualifications, such as CDMP, DCAM, CISA or CRISC, would be an advantage.
- Experience in financial services, financial regulation or another highly regulated environment would be an advantage.
We are an EQUAL OPPORTUNITY EMPLOYER.