Senior Manager, Compliance

Sun Life Assurance Company of Canada; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Sun Life Assurance Company of Canada is seeking a Compliance Senior Manager to strengthen Asia conduct and fraud risk programs through global and regional standards. The role reports to the Head of Conduct and Fraud, Asia, and collaborates with BU Compliance and Enterprise stakeholders.

The candidate will lead regulatory initiatives, oversee investigations, and drive technology-enabled transformations across Asia markets.

Qualifications

• In-depth knowledge of laws and regulations related to conduct and fraud risks.
• Experience in leading compliance or transformation projects.
• Strong analytical and problem-solving skills to address complex financial crime challenges.
• Proficiency in developing innovative solutions to enhance conduct and fraud programs.

Responsibilities

• Advisory Services: Provide guidance to BU on Conduct and Fraud risk matters.
• Compliance Program Enhancements: support rollout of global and regional initiatives in Conduct and Fraud risk programs.
• Enterprise/Regional Policy Implementation: Analyse policies and operating guidelines and ensure local guidelines are enhanced and implemented.
• Training and Development: Prepare training and communication materials to enhance knowledge in Asia markets.
• Reporting and Analysis: Prepare management reports and committee materials on Conduct and Fraud risks.
• Projects: participate in other Compliance projects and product reviews.

Skills

Regulatory knowledge

Financial crime experience

Compliance project leadership

Analytical skills

Education

University degree

CAMS/CFE preferred

Job description

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do.

At Sun Life, we're driven by our Purpose: helping our Clients achieve lifetime financial security and live healthier lives. Our values shape how we work: caring, authentic, bold, inspiring, and impactful.

When you join Sun Life, you'll work with passionate colleagues and empowering leaders who support your growth and celebrate your contributions, so you can make a meaningful difference in our Clients' lives.

Discover how you can make a difference in the lives of individuals, families and communities around the world.

Job Description:

Job description

The Compliance Senior Manager is responsible for enhancing the Asia Conduct and Fraud risk Programs through implementation of global and regional standards related process across. The incumbent will report directly to the Head of Conduct and Fraud, Asia, and work closely with BU Compliance and Enterprise stakeholders.

Preferred skills

• In-depth knowledge of laws and regulations related to conduct and fraud risks.
• Awareness of Canadian regulatory requirements is a plus.- Experience in leading compliance or transformation projects.
• Strong analytical and problem-solving skills to identify and address complex financial crime compliance challenges, conduct and fraud issues
• Proficiency in developing innovative solution to enhance the Conduct and Fraud Risk Programs.
• Keen attention to details to ensure accuracy in investigations, documentation and reporting.
• Excellent communication skills to provide clear and actionable advice to internal stakeholders

Qualifications

• University degree in accounting, finance, law or related business discipline
• Professional qualifications such as CAMS, CFE are preferred-
• 6+ years of cumulative relevant financial services industry experience, including experience in financial crime investigation, risk management or compliance.
• Demonstrated experience and understanding of conduct/ fraud compliance principles as they apply to financial services, preferably with a focus in the insurance industry
• Strong interest in building a sound knowledge of Sun Life's business operations and practices
• Aptitude and interest to lead and transform through technology and digital solutions

Responsibilities

• Advisory Services: Provide advice and guidance to BU on Conduct and Fraud risk matters.
• Compliance Program Enhancements: support in the roll out of global and regional initiatives in Conduct and Fraud risk programs. Identify and enhance processes to improve the management and mitigation of Conduct and Fraud risks.
• Enterprise/ Regional Policy Implementation: Analyse Policies and Operating Guidelines, collaborate with BU Compliance to ensure Local Operating Guidelines are enhanced and implemented.
• Training and Development: Prepare training and communication materials to enhance the knowledge and skills of employees in Asia markets.
• Reporting and Analysis: Prepare and develop management reports and committee meeting materials in Conduct and Fraud risks.
• Projects: participate in other Compliance projects and product reviews.

At Sun Life, we're driven by our Purpose: to help Clients build lifetime financial security and lead healthier lives. Across Asia, we cultivate a High-Performance, Caring Culture that empowers our people to achieve outstanding results, embrace continuous growth, and create meaningful impact. We succeed together by fostering an inclusive environment where wellbeing, collaboration, and accountability are equally valued.

Job Category:

Compliance

Posting End Date:

29/01/2027