Compliance Team Lead: CDD/AML & Regulatory Oversight

Industrial and Commercial Bank of China (Asia) Limited; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

Industrial and Commercial Bank of China (Asia) Limited seeks a Compliance Team Head for the Greater Bay Area Corporate Banking Department. You will promote external regulatory rule implementation and monitor internal policies, lead CDD/AML risk assessments, and supervise the team to ensure robust compliance across operations.

You will coordinate with regulators, conduct risk monitoring, and guide training on CDD and AML processes.

Qualifications

• University graduate with relevant compliance experience.
• Minimum 5 years in corporate banking or legal/compliance roles.
• At least 3 years of team management experience.

Responsibilities

• Promote and monitor the implementation of external regulatory rules and internal policies.
• Lead a team to complete clients’ CDD and AML risk assessments.
• Conduct self-checking for CDD/AML processes within departments.
• Carry out compliance risk monitoring of products, businesses and activities.
• Perform gap analyses to meet regulatory requirements and improve manuals and procedures.
• Coordinate with regulators and the bank for inspections.
• Organise trainings on CDD and AML risk assessment for the department.
• Identify compliance risk points and data indicators; perform department risk assessments.

Skills

Team management

CDD and AML risk assessment

Regulatory compliance knowledge

English language

Cantonese and Mandarin language

Education

University degree

Tools

PowerPoint

Excel

Word

Job description

Industrial and Commercial Bank of China (Asia) Limited seeks a Compliance Team Head for the Greater Bay Area Corporate Banking Department. You will promote external regulatory rule implementation and monitor internal policies, lead CDD/AML risk assessments, and supervise the team to ensure robust compliance across operations.

You will coordinate with regulators, conduct risk monitoring, and guide training on CDD and AML processes.