Senior Equity Trading & Derivatives Executive

BOC International Holdings Ltd; Hong Kong; On-site; HKD 1,000,000 - 1,400,000; Full time

Job summary

BOC International Holdings Ltd invites a VP/ED, Senior Investment Services Manager in Equity Sales and Derivatives to lead regulated activities, ensuring compliance with SFC rules while supervising the trading team and back-end operations.

The role centers on maintaining robust risk controls, client service, and the pursuit of new business opportunities, requiring fluency in English and Chinese to navigate domestic and international markets.

Qualifications

• Degree holder with 7+ years of related brokerage experience.
• Securities dealing license; advising license preferred.
• Strong understanding of securities, instruments and markets.
• Fluent in English and Chinese (Mandarin).
• Excellent interpersonal and diplomatic skills.

Responsibilities

• Lead and manage regulated activities ensuring daily operations comply with SFC regulations and internal policies.
• Supervise trading team and manage securities trading, client orders and risk controls.
• Establish and maintain effective compliance and risk control framework.
• Regularly review business processes to mitigate operational and compliance risk.
• Back up operations and monitoring of trading systems.
• Handle client inquiries and maintain key client relationships; develop new business opportunities.
• Ensure high quality trade execution for clients.
• Perform ad hoc duties as assigned.

Skills

Securities trading

Risk management

Client relationship

Bilingual English/Chinese

Regulatory compliance

Education

Degree or higher

Securities license (dealing)

Tools

Trading platforms

Job description

BOC International Holdings Ltd invites a VP/ED, Senior Investment Services Manager in Equity Sales and Derivatives to lead regulated activities, ensuring compliance with SFC rules while supervising the trading team and back-end operations.

The role centers on maintaining robust risk controls, client service, and the pursuit of new business opportunities, requiring fluency in English and Chinese to navigate domestic and international markets.