Senior Compliance Manager, Private Wealth & Asset Management

NexusSearch International Limited

Hong Kong

On-site

HKD 558,000 - 781,200

Full time

14 days+

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Job summary

A leading wealth management firm in Hong Kong is seeking a Compliance Manager to ensure adherence to regulatory requirements and maintain high ethical standards. The ideal candidate will have 6-7 years of experience in AML or compliance, exceptional attention to detail, strong analytical skills, and be able to lead and mentor a team. Proficiency in Microsoft Office and fluency in English are necessary; knowledge of additional languages is a plus. Competitive salary offered of HKD50-70K per month.

Qualifications

  • 6-7 years of relevant professional experience in AML or Compliance function.
  • Strong knowledge in SFC licensing and AML Compliance regulations.
  • Proven ability to lead and mentor a team.
  • Full working proficiency in English; knowledge of additional languages is a plus.
  • Proficiency in Microsoft Office tools.

Responsibilities

  • Support the client management process, including on-boarding/off-boarding.
  • Conduct due diligence throughout the client relationship cycle.
  • Update compliance policies aligning with company standards.
  • Monitor changes in regulations and emerging risks.
  • Provide guidance on compliance-related matters.

Skills

AML Compliance
Attention to detail
Analytical skills
Leadership
Communication skills
Problem solving

Tools

Microsoft Office

Job description

A leading wealth management firm in Hong Kong is seeking a Compliance Manager to ensure adherence to regulatory requirements and maintain high ethical standards. The ideal candidate will have 6-7 years of experience in AML or compliance, exceptional attention to detail, strong analytical skills, and be able to lead and mentor a team. Proficiency in Microsoft Office and fluency in English are necessary; knowledge of additional languages is a plus. Competitive salary offered of HKD50-70K per month.
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