Asset Management Compliance Lead – AML/KYC

国泰君安国际 Guotai Junan International; Hong Kong; On-site; HKD 500,000 - 650,000; Full time

Benefits offered by this job

Attractive remuneration package

Fringe benefits

Job summary

A leading financial institution in Hong Kong is seeking a compliance professional with 3-5 years of experience in asset management or banking. The ideal candidate will manage SFC authorised fund registration, provide compliance advice on AML matters, and develop compliance policies to meet regulatory requirements. Proficiency in English, Chinese, and Mandarin is essential. The position offers an attractive remuneration package along with additional benefits.

Qualifications

• 3-5 years of asset management or banking compliance experience.
• Solid knowledge of Stock exchange, SFO and SFC codes.
• Experience in developing and implementing compliance programs.

Responsibilities

• Manage SFC authorised fund registration and compliance matters.
• Provide compliance advice on AML and related assignments.
• Develop and maintain compliance policies aligned with SFC expectations.

Skills

Compliance advice

Strong self-motivation

Excellent interpersonal skills

Proficiency in English, Chinese, and Mandarin

Education

Bachelor's degree in Finance, Business, Law, or related discipline

Qualification as a Hong Kong lawyer

Job description

A leading financial institution in Hong Kong is seeking a compliance professional with 3-5 years of experience in asset management or banking. The ideal candidate will manage SFC authorised fund registration, provide compliance advice on AML matters, and develop compliance policies to meet regulatory requirements. Proficiency in English, Chinese, and Mandarin is essential. The position offers an attractive remuneration package along with additional benefits.