Compliance Analyst - Data and Reporting (Asset Management)
Job Openings Compliance Analyst - Data and Reporting (Asset Management)
About the job Compliance Analyst - Data and Reporting (Asset Management)
Our client is a Swiss HeritageWealth & Investment Banking Advisor base in Hong Kong.
Title: Compliance Data & Reporting Analyst (HKD30-40K/m)
Reporting Line: Head of Compliance
Team Structure: a team of 4
Roles and Responsibilities
- Handle and maintain confidential Client documentation & entering data into databases;
- Understand and implement KYC standards, guidelines, policies, and procedures;
- Compare & contrast differences within KYC records, highlight and escape any;
- Contribute to the digitalisation & optimisation of the numerous workflows;
- Review Client data & processes to ensure it meets firm-wide quality standards;
- Assist in new initiatives for process streamlining, system enhancement and compliance efficiencies;
- Demonstrate commitment to regulatory requirements and guidelines with a high level of ethical standard and integrity.
Requirements
- 3-4 of relevant professional experience, either in an AML or Compliance function for a financial regulated firm or a major accounting/audit firm;
- Strong research, analytical and comprehension skills, with ability to analyse large amounts of data;
- Knowledge of CRS & FATCA is a plus;
- Ability to maintain high standards at all times and complete work within deadlines;
- Full working proficiency in English, additional language (Mandarin/Cantonese, French, German or Italian is a plus); and
- Proficiency in Microsoft Office (Excel, Power Point, Word).