Compliance Manager - Private Wealth and Asset Management

NexusSearch International Limited; Hong Kong; On-site; HKD 558,000 - 781,200; Full time

Job summary

A leading wealth management firm in Hong Kong is seeking a Compliance Manager to ensure adherence to regulatory requirements and maintain high ethical standards. The ideal candidate will have 6-7 years of experience in AML or compliance, exceptional attention to detail, strong analytical skills, and be able to lead and mentor a team. Proficiency in Microsoft Office and fluency in English are necessary; knowledge of additional languages is a plus. Competitive salary offered of HKD50-70K per month.

Qualifications

• 6-7 years of relevant professional experience in AML or Compliance function.
• Strong knowledge in SFC licensing and AML Compliance regulations.
• Proven ability to lead and mentor a team.
• Full working proficiency in English; knowledge of additional languages is a plus.
• Proficiency in Microsoft Office tools.

Responsibilities

• Support the client management process, including on-boarding/off-boarding.
• Conduct due diligence throughout the client relationship cycle.
• Update compliance policies aligning with company standards.
• Monitor changes in regulations and emerging risks.
• Provide guidance on compliance-related matters.

Skills

AML Compliance

Attention to detail

Analytical skills

Leadership

Communication skills

Problem solving

Tools

Microsoft Office

Job description

Compliance Manager - Private Wealth and Asset Management

Job Openings Compliance Manager - Private Wealth and Asset Management

About the job Compliance Manager - Private Wealth and Asset Management

Our client is a Swiss Heritage Wealth & Investment Banking Advisor base in Hong Kong.

Title: Compliance Manager (HKD50-70K/m)

Reporting Line: Head of Compliance

Team Structure: a team of 4

Roles and Responsibilities

• Support the end-to-end Client management process, including on-boarding/off-boarding Clients;
• Perform day-to-day Client due diligence and maintenance throughout the Client relationship cycle;
• Contribute to the development and maintenance of Client records and databases;
• Establish and update compliance policies and procedures aligning with company standards;
• Provide guidance and support to internal teams on Compliance-related matters, ensuring that all Employees are aware of and adhere to the company's code of conduct and ethical standards;
• Oversee risk assessments and monitor changes in regulations, industry trends, and emerging risks to promptly adapt compliance programs;
• Provide advice on compliance matters as required;
• Demonstrate commitment to regulatory requirements and guidelines with a high level of ethical standard.

Requirements

• At least 6-7 years of relevant professional experience, either in an AML or Compliance function for a financial regulated firm or a major accounting/audit firm;
• Strong knowledge in SFC licensing, AML Compliance and relevant regulatory requirements;
• Professional candidates with international exposure and dealings with private clients/HNW preferred;
• Exceptional attention to detail and strong analytical skills, with the ability to identify and assess potential;
• Ability to work independently and effectively manage multiple deadlines and priorities in a fast-paced environment;
• Problem solving attitude with a positive thinking and ability to see tasks to completion;
• Proven ability to lead and mentor a team, fostering collaboration and professional growth;
• Excellent written and verbal communication skills, with the ability to effectively convey complex information and interact with individuals at all levels within the Company;
• Full working proficiency in English, additional language (Mandarin/Cantonese, French, German or Italian is a plus);
• Proficiency in Microsoft Office (Excel, PowerPoint, Word).