Responsible Officer, Type 6

Solomon JFZ (Asia) Holding Limited; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

Solomon JFZ (Asia) Holding Limited seeks an experienced Responsible Officer to oversee HK Takeovers Code transactions. The role involves liaising with external professionals and communicating with the SFC and HKSE to execute projects in full regulatory compliance.

The candidate should hold a Type-6 RO license, with strong knowledge of Hong Kong capital markets, SFO regulations, and excellent English and Chinese communication skills, including Mandarin.

Qualifications

• Bachelor degree or above in Finance, Accounting, Laws or related disciplines.
• Holder of Type-6 Responsible Officer license (unconditional for Takeovers Code transactions).
• Good command of Hong Kong capital market, laws and regulations.
• Sound knowledge of SFO, regulations, guidelines and experience communicating with SFC and HKSE.
• Fluent in English and Chinese (Mandarin also).

Responsibilities

• Hold Responsible Officer license (unconditional for Hong Kong Takeovers Code transactions).
• Liaise with external professional parties and communicate with authorities (SFC, HKSE) in connection with project execution.
• Ensure operations comply with regulatory requirements, applicable laws and risk management requirements.
• Liaise with SFC when necessary.

Education

Bachelor degree in Finance/Accounting/Law

Job description

This role involves serving as a Responsible Officer for Hong Kong Takeovers Code transactions, liaising with external professional parties and communicating with relevant authorities including the Securities and Futures Commission of Hong Kong (SFC) and the Hong Kong Stock Exchange (HKSE) in connection with project execution.

Key responsibilities

Hold Responsible Officer license (unconditional for Hong Kong Takeovers Code transactions)

Liaise with external professional parties and communicate with relevant authorities, such as the SFC and HKSE in connection with respective execution of projects

Ensure operations comply with all existing relevant regulatory requirements and applicable laws as well as risk management requirements

Liaise with SFC when necessary

About you

Bachelor degree or above in Finance, Accounting, Laws or related disciplines

Holder of Type-6 Responsible Officer license (unconditional for Takeovers Code transactions)

Good command of Hong Kong capital market, laws and regulations

Sound knowledge of SFO, regulations, guidelines and experienced with verbal and written communication with SFC and HKSE

Good command of spoken and written English and Chinese (fluent in Mandarin speaking and Chinese writing)

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