Responsible Officer 1,9 - Private Equity

Michael Page International (HK) Ltd; Hong Kong; On-site; HKD 1,200,000 - 1,900,000; Full time

Job summary

Michael Page International (HK) Ltd is seeking an experienced Responsible Officer to oversee SFC Type 1 and Type 9 regulated activities in Hong Kong. The role demands strong leadership and deep knowledge of private equity and regulatory requirements.

You will manage investment and fund governance, ensure AML/KYC and risk controls, and serve as the primary liaison with the SFC, auditors and advisers, guiding teams across investment, operations and compliance.

Qualifications

• Experience with SFC Type 1 (Dealing in Securities) and Type 9 (Asset Management) is essential.
• Strong leadership and team supervision abilities.
• In-depth knowledge of HK regulatory requirements and fund governance.
• Excellent communication with regulators, auditors, and advisers.

Responsibilities

• Act as the Responsible Officer for the firm's SFC Type 1 and Type 9 regulated activities and maintain compliance with all applicable SFC regulations and licensing requirements.
• Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.
• Establish and maintain robust compliance, risk management, AML/KYC, and internal control frameworks across the business.
• Serve as the primary point of contact for the SFC, auditors, legal advisers, fund administrators, and other regulatory stakeholders.
• Provide leadership and supervision to investment, operations, and compliance teams

Skills

SFC regulations

Leadership

AML/KYC

English & Chinese

Stakeholder management

Job description

Responsible Officer 1,9 - Private Equity

• Act as the Responsible Officer for the firm's SFC Type 1 and Type 9 regulated activities and maintain compliance with all applicable SFC regulations and licensing requirements.
• Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.
• Establish and maintain robust compliance, risk management, AML/KYC, and internal control frameworks across the business.
• Serve as the primary point of contact for the SFC, auditors, legal advisers, fund administrators, and other regulatory stakeholders.
• Provide leadership and supervision to investment, operations, and compliance teams

• Act as the Responsible Officer for the firm's SFC Type 1 and Type 9 regulated activities and maintain compliance with all applicable SFC regulations and licensing requirements.
• Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.
• Establish and maintain robust compliance, risk management, AML/KYC, and internal control frameworks across the business.
• Serve as the primary point of contact for the SFC, auditors, legal advisers, fund administrators, and other regulatory stakeholders.
• Provide leadership and supervision to investment, operations, and compliance teams

Familiar with SFC 1,9 private equity business Hand-on experience on Private Equity investor reporting

• Eligible to act as an SFC Responsible Officer for Type 1 (Dealing in Securities) and Type 9 (Asset Management) regulated activities in Hong Kong.
• Minimum 10 years of relevant experience in private equity, asset management, investment management, or alternative investments, including managerial and supervisory responsibilities.
• Strong knowledge of Hong Kong regulatory requirements, including the Securities and Futures Ordinance, Fund Manager Code of Conduct, AML/CFT regulations, and SFC compliance standards.
• Proven track record in private equity transactions, including due diligence, deal execution, portfolio management, and investor reporting.
• Excellent leadership, stakeholder management, and communication skills, with fluency in English and Chinese preferred.

Chinese private equity platform invest in cross boder investments and AI industry

Good culture in a growing Private Equity platform