Responsible Officer 1,9 - Private Equity

Michael Page International (Hong Kong) Limited; Hong Kong; On-site; HKD 1,400,000 - 2,200,000; Full time

Benefits offered by this job

Good culture

Job summary

Michael Page International (Hong Kong) Limited is recruiting for an SFC Responsible Officer role in Hong Kong. You will oversee Type 1 and Type 9 regulated activities, ensuring compliance with SFC rules while managing private equity fund activities, governance, and investor reporting.

The position requires at least 10 years in private equity or asset management with strong regulatory knowledge and leadership skills.

Qualifications

• Eligible to act as an SFC Responsible Officer for Type 1 (Dealing in Securities) and Type 9 (Asset Management) regulated activities in Hong Kong.
• Minimum 10 years of relevant experience in private equity, asset management, investment management, or alternative investments, including managerial and supervisory responsibilities.
• Strong knowledge of Hong Kong regulatory requirements, including the Securities and Futures Ordinance, Fund Manager Code of Conduct, AML/CFT regulations, and SFC compliance standards.
• Proven track record in private equity transactions, including due diligence, deal execution, portfolio management, and investor reporting.

Responsibilities

• Act as the Responsible Officer for the firm's SFC Type 1 and Type 9 regulated activities and maintain compliance with all applicable SFC regulations and licensing requirements.
• Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.
• Establish and maintain robust compliance, risk management, AML/KYC, and internal control frameworks across the business.
• Serve as the primary point of contact for the SFC, auditors, legal advisers, fund administrators, and other regulatory stakeholders.
• Provide leadership and supervision to investment, operations, and compliance teams

Skills

SFC Type 1 RO

SFC Type 9 RO

Private equity experience

Regulatory compliance

AML/KYC knowledge

Leadership

Stakeholder management

English and Chinese fluency

Job description

• Familiar with SFC 1,9 private equity business
• Hand-on experience on Private Equity investor reporting

About Our Client

Chinese private equity platform invest in cross boder investments and AI industry

Job Description

• Act as the Responsible Officer for the firm's SFC Type 1 and Type 9 regulated activities and maintain compliance with all applicable SFC regulations and licensing requirements.
• Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to investment mandates.
• Establish and maintain robust compliance, risk management, AML/KYC, and internal control frameworks across the business.
• Serve as the primary point of contact for the SFC, auditors, legal advisers, fund administrators, and other regulatory stakeholders.
• Provide leadership and supervision to investment, operations, and compliance teams

The Successful Applicant

• Eligible to act as an SFC Responsible Officer for Type 1 (Dealing in Securities) and Type 9 (Asset Management) regulated activities in Hong Kong.
• Minimum 10 years of relevant experience in private equity, asset management, investment management, or alternative investments, including managerial and supervisory responsibilities.
• Strong knowledge of Hong Kong regulatory requirements, including the Securities and Futures Ordinance, Fund Manager Code of Conduct, AML/CFT regulations, and SFC compliance standards.
• Proven track record in private equity transactions, including due diligence, deal execution, portfolio management, and investor reporting.
• Excellent leadership, stakeholder management, and communication skills, with fluency in English and Chinese preferred.

What's on Offer

Good culture in a growing Private Equity platform