Regulatory & KYC Specialist - Asset Management

GF International Investment Management Limited; Hong Kong; Presencial; HKD 420.000 - 640.000; Jornada completa

Descripción de la vacante

GF International Investment Management Limited in Hong Kong seeks a diligent Legal and Compliance professional to support the function within an asset management setting. You will assist with KYC reviews, regulatory compliance, document review, and day-to-day compliance operations to ensure adherence to legal standards and regulatory requirements.

Responsibilities include handling licensing applications, communicating with regulators like the SFC, submitting regulatory reports, reviewing KYC

Formación

• Bachelor’s degree in Law, Finance, Business, or related discipline.
• 3+ years of relevant experience in legal/compliance within asset management, banking, or a law firm.
• Understanding of SFC rules and regulations, and fund structures.
• Meticulous, proactive, and able to manage multiple tasks efficiently.
• Strong written and spoken Chinese/Putonghua; proficiency in English is an advantage.

Responsabilidades

• Handle licensing applications, variations, and maintenance for the firm and relevant individuals.
• Address inquiries and correspond with regulators, including the SFC.
• Review and submit regular regulatory reports to the SFC.
• Conduct reviews of Know Your Client (KYC) documentation for investor onboarding.
• Monitor staff personal account dealings and conduct routine compliance checks.
• Support daily operational and administrative tasks within the Legal and Compliance department.
• Assist in ad-hoc compliance projects and initiatives as required.

Conocimientos

Regulatory compliance

KYC review

Attention to detail

Multitasking

Educación

Bachelor’s degree in Law, Finance, Business, or related discipline

Descripción del empleo

GF International Investment Management Limited in Hong Kong seeks a diligent Legal and Compliance professional to support the function within an asset management setting. You will assist with KYC reviews, regulatory compliance, document review, and day-to-day compliance operations to ensure adherence to legal standards and regulatory requirements.

Responsibilities include handling licensing applications, communicating with regulators like the SFC, submitting regulatory reports, reviewing KYC