Compliance Associate — Regulatory & AML Support

KGI Hong Kong Limited; Hong Kong; On-site; HKD 300,000 - 420,000; Full time

Job summary

KGI Hong Kong Limited is seeking an Associate, Compliance to support regulatory licensing, reporting, and responses to regulator enquiries across the firm’s compliance function.

The role involves assisting in monitoring activities, providing AML and general compliance guidance, and delivering administrative support. Proficiency in English and Chinese is required, with 2 years of relevant experience; candidates with less experience may be considered for Analyst.

Qualifications

• Degree holder in Law, Finance, Accounting, Business or related discipline.
• Proficiency in written and spoken English and Chinese.
• Minimum 2 years of relevant working experience.
• Mature, self-motivated with strong sense of responsibility.
• Independent, enthusiastic, accountable and able to work under pressure.
• Candidate with less experience will be considered for the position of Analyst.

Responsibilities

• Handle regulatory license applications
• Handle regulatory reporting
• Assist in responding to regulator enquiries
• Support compliance reviewing and monitoring activities
• Provide AML and general compliance advice
• Provide general compliance and administrative support

Skills

English

Chinese

Education

Degree in Law/Finance/Accounting/Business

Job description

KGI Hong Kong Limited is seeking an Associate, Compliance to support regulatory licensing, reporting, and responses to regulator enquiries across the firm’s compliance function.

The role involves assisting in monitoring activities, providing AML and general compliance guidance, and delivering administrative support. Proficiency in English and Chinese is required, with 2 years of relevant experience; candidates with less experience may be considered for Analyst.