Senior Compliance & Regulatory Manager (Funds)

ICBC Asset Management (Global) Company Limited; Hong Kong; On-site; HKD 480,000 - 900,000; Full time

Job summary

ICBC Asset Management (Global) Company Limited in Hong Kong is seeking a Legal and Compliance professional to support day-to-day advisory for business units, review SFC-authorized and Cayman funds, and handle regulatory filings. The role covers AML/CFT, KYC, marketing material review, and governance oversight.

Bachelor’s degree in Law or Finance with at least 3 years in asset management or consulting is required, along with fluency in English and Chinese (Putonghua).

Qualifications

• Bachelor’s degree or above in Law, Finance or related disciplines.
• Minimum 3 years of experience in asset management or consulting firms.
• Basic understanding of compliance review.
• Good report writing, analytical and interpersonal skills.
• Responsible, proactive, detailed-minded, self-disciplined and well-organized with good communication skills.
• Good command in written and spoken English and Chinese including Putonghua.

Responsibilities

• Provide day-to-day compliance advisory support to business units.
• Review and advise on matters relating to SFC-authorized funds, Cayman funds and Discretionary accounts.
• Support regulatory filings, notifications, and ongoing reporting obligations.
• Provide compliance guidelines and support the routine compliance work, including licensing, AML/CFT, KYC, marketing material review, AEO/CRS/FATCA, and regulatory filing process.
• Prepare the policy and guidelines for new business development or regulatory changes.
• Conduct regular compliance reviews.
• Support senior management in governance and regulatory oversight across the business.
• Perform other related duties and ad hoc assignments as required.

Skills

Compliance advisory

Report writing

Analytical skills

Interpersonal skills

Communication (English & Chinese)

Detail oriented

Education

Bachelor’s degree in Law or Finance

Job description

ICBC Asset Management (Global) Company Limited in Hong Kong is seeking a Legal and Compliance professional to support day-to-day advisory for business units, review SFC-authorized and Cayman funds, and handle regulatory filings. The role covers AML/CFT, KYC, marketing material review, and governance oversight.

Bachelor’s degree in Law or Finance with at least 3 years in asset management or consulting is required, along with fluency in English and Chinese (Putonghua).