Regulatory Compliance Specialist – HK/Macau

Aon; Hong Kong; On-site; HKD 350,000 - 520,000; Full time

Job summary

Aon is seeking a Compliance Officer to support the Hong Kong and Macau Compliance functions with day-to-day matters, policy development, and monitoring of regulatory changes. The role emphasizes training, reporting, and stakeholder engagement across regulators and business units.

The candidate will handle AML/CFT escalations, investigations into regulatory breaches and assist with licensing and regulatory notifications, ensuring ongoing compliance across regions.

Qualifications

• Bachelor's degree in Law, Business, Finance, Risk Management or a related discipline.
• Strong analytical, communication and stakeholder management skills.
• Proficiency in Microsoft Office applications.
• Good command of English and Chinese (verbal and written).

Responsibilities

• Support the Hong Kong and Macau Compliance function in day-to-day compliance matters.
• Monitor regulatory developments and assist in implementing new regulatory requirements.
• Prepare compliance policies, procedures, guidance and training materials.
• Conduct compliance training and promote compliance awareness.
• Prepare regulatory reports, filings and submissions to relevant regulators, including the IA, MPFA, SFC and Macau regulators.
• Support licensing administration and regulatory notifications.
• Conduct Third Party reviews, due diligence reviews and ongoing compliance monitoring activities.
• Review AML/CFT escalations, adverse media findings and other compliance alerts.
• Assist in investigations relating to regulatory breaches, staff misconduct and E&O matters.
• Handle compliance queries from business stakeholders, regulators and auditors.
• Support compliance projects, regulatory reviews and ad hoc initiatives undertaken by the Hong Kong, Macau and Regional Compliance teams.

Skills

Analytical skills

Communication skills

Stakeholder management

HK/Macau regulatory knowledge

Microsoft Office

Education

Bachelor's degree in Law, Business, Finance, Risk Management or related discipline

Tools

Microsoft Office

Job description

Aon is seeking a Compliance Officer to support the Hong Kong and Macau Compliance functions with day-to-day matters, policy development, and monitoring of regulatory changes. The role emphasizes training, reporting, and stakeholder engagement across regulators and business units.

The candidate will handle AML/CFT escalations, investigations into regulatory breaches and assist with licensing and regulatory notifications, ensuring ongoing compliance across regions.