Compliance Officer

AON PLC; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

Aon plc is seeking a Compliance Officer to support the Hong Kong and Macau compliance functions, covering regulatory developments, policy creation, and training. The role involves engagement with regulators, auditing teams, and business stakeholders to ensure adherence to evolving rules.

Strong language skills in English and Chinese are preferred. The position requires a degree in law, business, finance or risk management and relevant compliance experience within financial services.

Qualifications

• Bachelor's degree in Law, Business, Finance, Risk Management or related discipline.
• Relevant experience in compliance, legal, risk management, audit or financial services preferred.
• Knowledge of Hong Kong and/or Macau regulatory requirements would be an advantage.

Responsibilities

• Support the Hong Kong and Macau Compliance function in day-to-day compliance matters.
• Monitor regulatory developments and assist in implementing new regulatory requirements.
• Prepare compliance policies, procedures, guidance and training materials.
• Conduct compliance training and promote compliance awareness.
• Prepare regulatory reports, filings and submissions to regulators including IA, MPFA, SFC and Macau regulators.
• Support licensing administration and regulatory notifications.
• Conduct Third Party reviews, due diligence reviews and ongoing compliance monitoring activities.
• Review AML/CFT escalations, adverse media findings and other compliance alerts.
• Assist in investigations relating to regulatory breaches, staff misconduct and E&O matters.
• Handle compliance queries from business stakeholders, regulators and auditors.
• Support compliance projects, regulatory reviews and ad hoc initiatives undertaken by HK, Macau and Regional Compliance teams.

Skills

Analytical skills

Stakeholder management

Communication

Regulatory knowledge

MS Office

Bilingual English/Chinese

Education

Bachelor's degree in Law, Business, Finance, Risk Management or related discipline

Job description

Posting Description

Compliance Officer

Aon is in the business of better decisions

At Aon, we shape decisions for the better to protect and enrich the lives of people around the world.

As an organization, we are united through trust as one inclusive team and we are passionate about helping our colleagues and clients succeed.

What the day will look like

• Support the Hong Kong and Macau Compliance function in day-to-day compliance matters.
• Monitor regulatory developments and assist in implementing new regulatory requirements.
• Prepare compliance policies, procedures, guidance and training materials.
• Conduct compliance training and promote compliance awareness.
• Prepare regulatory reports, filings and submissions to relevant regulators, including the IA, MPFA, SFC and Macau regulators.
• Support licensing administration and regulatory notifications.
• Conduct Third Party reviews, due diligence reviews and ongoing compliance monitoring activities.
• Review AML/CFT escalations, adverse media findings and other compliance alerts.
• Assist in investigations relating to regulatory breaches, staff misconduct and E&O matters.
• Handle compliance queries from business stakeholders, regulators and auditors.
• Support compliance projects, regulatory reviews and ad hoc initiatives undertaken by the Hong Kong, Macau and Regional Compliance teams.

Skills and experience that will lead to success

• Bachelor's degree in Law, Business, Finance, Risk Management or a related discipline.
• Relevant experience in compliance, legal, risk management, audit or financial services preferred.
• Knowledge of Hong Kong and/or Macau regulatory requirements would be an advantage.
• Strong analytical, communication and stakeholder management skills.
• Proficiency in Microsoft Office applications.
• Good command of English and Chinese (verbal and written)