Regulatory Compliance Associate

Acts Consulting Co. 毅知顧問公司; Hong Kong; On-site; HKD 360,000 - 520,000; Full time

Job summary

Acts Consulting Co. 毅知顧問公司 in Hong Kong is seeking a Compliance Officer to help ensure regulatory adherence and support licensing processes. The role requires developing policies, drafting reports, and coordinating with regulators.

The candidate should have a degree in accounting, law, or finance and 0–1 year of compliance experience, with proficiency in English and Chinese; Putonghua is a plus. More experienced candidates may be considered for a Compliance Manager role.

Qualifications

• Degree in Accounting, Law or Finance or related discipline.
• 0–1 year of experience in compliance/audit.
• Knowledge of HK securities brokerage and anti-money laundering preferred.
• Familiar with SFC/HKEx rules and compliance practices.
• Proficiency in English and Chinese; Putonghua is a plus.
• Mature, self-motivated with a positive attitude.

Responsibilities

• Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements.
• Develop and update compliance policies and procedures.
• Prepare internal and external compliance reports.
• Prepare license applications and answer regulator inquiries on compliance matters.
• Assist in ad hoc projects.

Skills

Regulatory knowledge

Compliance

Report drafting

Bilingual English/Chinese

Education

Degree in Accounting/Law/Finance

Job description

Acts Consulting Co. 毅知顧問公司 in Hong Kong is seeking a Compliance Officer to help ensure regulatory adherence and support licensing processes. The role requires developing policies, drafting reports, and coordinating with regulators.

The candidate should have a degree in accounting, law, or finance and 0–1 year of compliance experience, with proficiency in English and Chinese; Putonghua is a plus. More experienced candidates may be considered for a Compliance Manager role.