Senior Regulatory Compliance Lead

Public Finance Limited; Hong Kong; On-site; HKD 420,000 - 660,000; Full time

Job summary

Public Finance Limited in Hong Kong seeks a Compliance professional to formulate and maintain policies, lead a small team studying new regulations, and advise business units on regulatory issues.

The role prepares compliance reports for management, monitors implementation progress, and performs ad hoc tasks as assigned. Candidates should have a degree in related disciplines and at least 3 years of practical compliance experience.

Qualifications

• Degree in Business Administration, Corporate Governance, Law, or related disciplines.
• Minimum 3 years practical experience in compliance with regulatory compliance preferred.
• Holder of Enhanced Competency Framework Certifications (e.g. ACOP) preferred.
• Good command in both spoken and written English.

Responsibilities

• Assist in formulating and maintaining Compliance policies and procedures.
• Lead a small team to study new regulations or consultation papers and monitor implementation.
• Advise business and supporting units on compliance issues.
• Prepare compliance reports for management review.
• Perform ad hoc tasks as assigned.

Skills

English proficiency

Communication skills

Interpersonal skills

Self-motivated

Education

Degree in Business Administration, Corporate Governance, Law, or related disciplines

Job description

Public Finance Limited in Hong Kong seeks a Compliance professional to formulate and maintain policies, lead a small team studying new regulations, and advise business units on regulatory issues.

The role prepares compliance reports for management, monitors implementation progress, and performs ad hoc tasks as assigned. Candidates should have a degree in related disciplines and at least 3 years of practical compliance experience.