Mutual Funds Product Manager Dealing Backup & Compliance

Ark Group International (Hong Kong) Limited; Hong Kong; On-site; HKD 600,000 - 1,000,000; Full time

Job summary

Ark Group International (Hong Kong) Limited is seeking a Product Manager for Mutual Funds to oversee dealing backup and fund lifecycle activities. The role requires screening, due diligence, onboarding, and ongoing reviews in coordination with Compliance, Operations, and IT.

You will prepare product materials, provide market commentary, and support relationship managers without participating in individual client investments.

Qualifications

• Bachelor's degree or above in finance, economics, business administration or related discipline.
• SFC Type 1 and Type 4 licensed status, transferable or registrable immediately.
• HKSI Papers 1, 7 and 8 (or recognised exemption) with a clean regulatory record.
• 3+ years of product management or sales support in a financial institution with fund lifecycle exposure.
• Dealing capability with equities, ETFs and funds, including pre-trade checks and post-trade reconciliation.

Responsibilities

• Screen and conduct due diligence on public mutual funds and onboarding recommendations.
• Prepare product materials, factsheets and monthly reviews in line with regulatory requirements; provide training and sales support.
• Act as day-to-day contact for fund houses and distribution platforms on capacity, product changes and annual reviews.
• Monitor product performance, asset size and peer rankings; produce periodic reviews and regulatory reporting.
• Carry out dealing duties within approved limits and execute orders with reconciling trades.
• Maintain trade logs and escalate system issues or exceptions to the Head of Trading.
• Participate in dealing backup arrangements and drills.
• Comply with SFC Code of Conduct and CPT training; protect client confidentiality.

Skills

Cantonese

Mandarin

English

Regulatory compliance

Financial analysis

Education

Bachelor's degree in finance/economics/business administration

Tools

iAsia

Bloomberg

Sharp Point

Job description

Ark Group International (Hong Kong) Limited is seeking a Product Manager for Mutual Funds to oversee dealing backup and fund lifecycle activities. The role requires screening, due diligence, onboarding, and ongoing reviews in coordination with Compliance, Operations, and IT.

You will prepare product materials, provide market commentary, and support relationship managers without participating in individual client investments.