Manager, Regulatory Compliance

Leadingnation; Hong Kong; On-site; HKD 420,000 - 660,000; Full time

Job summary

Leadingnation in Hong Kong seeks a Regulatory Compliance professional with 5+ years of experience in banking and regulated activities. You will report to the Head of Regulatory Compliance, provide timely regulatory advice, support the compliance function, and maintain regulatory registers and records.

The role emphasizes accurate submissions, timely updates, and a proactive second line of defense. Strong English and Chinese, attention to detail, and stakeholder engagement with internal audit and

Qualifications

• Bachelor degree holder or above
• At least 5 years' relevant experience
• Solid knowledge in the banking and regulated activities
• Attention to details
• Good command of English and Chinese

Responsibilities

• Report to Head of Regulatory Compliance
• Provide timely advice on the regulatory compliance related matters
• Support the regulatory compliance function covering regulated activities
• Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
• Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper record keeping
• Assist to formulate the compliance program and conduct the compliance review
• Act as second line of defense and provide constructive challenge to relevant stakeholders
• Manage relationship with internal audit and regulator
• Assist in other compliance related tasks as assigned

Skills

English and Chinese

Attention to details

Education

Bachelor degree holder or above

Job description

Key Responsibilities and Duties

• Report to Head of Regulatory Compliance
• Provide timely advice on the regulatory compliance related matters
• Support the regulatory compliance function covering regulated activities
• Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
• Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper record keeping
• Assist to formulate the compliance program and conduct the compliance review
• Act as second line of defense and provide constructive challenge to relevant stakeholders
• Manage relationship with internal audit and regulator
• Assist in other compliance related tasks as assigned

Experience, Qualifications and Skills

• Bachelor degree holder or above
• At least 5 years' relevant experience
• Solid knowledge in the banking and regulated activities
• Attention to details
• Good command of English and Chinese

Personal information collected is strictly for recruitment purpose only.