Compliance Officer (Key Account)

Futu Holdings Limited; Hong Kong; On-site; HKD 300,000 - 460,000; Full time

Job summary

Futu Holdings Limited, based in Hong Kong, seeks a compliance professional to manage regulatory investigations and surveys from authorities. You will prepare internal trainings for multiple departments and perform business reviews to ensure adherence to regulatory requirements.

The role also involves providing compliance advisory support across departments and handling ad hoc tasks assigned by the Compliance Department, requiring meticulous attention to detail and strong organizational skills.

Qualifications

• Bachelor’s degree in Business Administration, Risk Management, Law, or related disciplines.
• Solid understanding of SFC rules and regulatory requirements.
• 1-3 years of compliance experience in financial institutions or professional services firms.
• Self-motivated, independent, detail-oriented, analytical, and responsible.
• Strong organizational skills with the ability to multitask and perform under pressure.
• Proficiency in written and spoken English and Chinese, Mandarin preferred.

Responsibilities

• Handle the regulatory investigations and surveys received from regulators.
• Prepare the internal training for various business department.
• Conduct business reviews to ensure compliance with regulatory requirements.
• Provide business compliance advisory to support various departments.
• Manage other compliance tasks and ad hoc matters as assigned by the Compliance Department.

Skills

Attention to detail

Analytical thinking

Multitasking

English and Chinese proficiency

Mandarin preferred

Education

Bachelor’s degree in Business Administration, Risk Management, Law

Job description

• Handle the regulatory investigations and surveys received from regulators.
• Prepare the internal training for various business department.
• Conduct business reviews to ensure compliance with regulatory requirements.
• Provide business compliance advisory to support various departments.
• Manage other compliance tasks and ad hoc matters as assigned by the Compliance Department.

Requirements

• Bachelor’s degree in Business Administration, Risk Management, Law, or related disciplines.
• Solid understanding of SFC rules and regulatory requirements.
• 1-3 years of compliance experience in financial institutions or professional services firms.
• Self-motivated, independent, detail-oriented, analytical, and responsible.
• Strong organizational skills with the ability to multitask and perform under pressure.
• Proficiency in written and spoken English and Chinese, and Fluency in Mandarin is preferred