Insurance Compliance Lead - Sales & Distribution

Pure Hong Kong; Hong Kong; Vor Ort; HKD 900.000 - 1.200.000; Vollzeit

Zusammenfassung

Pure Hong Kong is seeking an experienced compliance professional to provide advisory support on regulatory requirements and distribution-related matters. The role includes monitoring developments, conducting reviews, and enhancing policies in a fast-paced insurance environment.

The ideal candidate will have 5–8 years of insurance compliance experience, strong stakeholder management, and fluency in English and Cantonese/Mandarin.

Qualifikationen

• Minimum 5–8 years of compliance experience within the insurance industry.
• Strong knowledge of sales conduct and distribution compliance or regulatory compliance.
• Fluency in English and Chinese (Cantonese and/or Mandarin) is essential.

Aufgaben

• Provide compliance advisory support to distribution channels, sales teams, and business stakeholders on regulatory requirements and distribution-related matters.
• Monitor and assess regulatory developments, advising the business on emerging compliance obligations and implementation requirements.
• Conduct compliance reviews, surveillance activities, and thematic assessments to identify regulatory risks and control gaps.
• Investigate compliance incidents, breaches, and customer complaints, recommending corrective actions and remediation plans where necessary.
• Support the development, review, and enhancement of compliance policies, procedures, and controls.
• Deliver compliance training and awareness programmes to promote a strong culture of ethical conduct and regulatory compliance.
• Prepare compliance reports and management information for senior management and relevant governance committees.
• Liaise with regulators, internal audit, and other control functions on compliance-related matters as required.

Kenntnisse

Regulatory compliance

Stakeholder management

Regulatory reporting

Attention to detail

Bilingual English/Chinese

Ausbildung

Bachelor's degree in Law, Finance, Business, Accounting, or related discipline

Jobbeschreibung

Pure Hong Kong is seeking an experienced compliance professional to provide advisory support on regulatory requirements and distribution-related matters. The role includes monitoring developments, conducting reviews, and enhancing policies in a fast-paced insurance environment.

The ideal candidate will have 5–8 years of insurance compliance experience, strong stakeholder management, and fluency in English and Cantonese/Mandarin.