Compliance Manager

BOC Group Life Assurance Company Limited; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Benefits offered by this job

5-day work week

Remuneration package

Training & development

Job summary

BOC Group Life Assurance Company Limited is seeking a Compliance Manager to advise business units on regulatory issues related to sales and distribution of tied agents, and to maintain robust market conduct and guidelines. The role also supports business initiatives, organizes compliance training and reviews, and coordinates with regulators on inquiries.

The candidate should have strong HK insurance regulatory knowledge, bilingual drafting skills in English and Chinese, and a proven track record

Qualifications

• Bachelor degree in Law, Risk Management, Business Administration or related disciplines.
• Minimum 8 years relevant experience in life insurance compliance function, with proven track record in handling compliance matters in relation to tied agents.
• Working knowledge in Insurance Ordinance, Securities and Futures Ordinance and Mandatory Provident Fund Schemes Ordinance, good understanding of Hong Kong insurance regulatory framework and experience in dealing with regulators is preferred.
• Preference will be given to those with solid experience in distribution compliance, market conduct, sales and marketing materials review.
• Strong stakeholder management, negotiation, analytical and bilingual drafting skills
• Detail-minded, mature, confident, self-motivated, resilient and be able to work in fast paced environment.
• A good team player & be able to work proactively & independently.
• Proficient in spoken & written English & Chinese (Cantonese & Mandarin).

Responsibilities

• The incumbent is expected to provide advisory services to business units on regulatory compliance issues relating to sales and distribution of tied agents of insurance business and to maintain compliance programs addressing market conduct, regulatory and internal guidelines including but not limited to sales and conduct risk related requirements.
• In addition, the incumbent is also expected to provide support to business initiatives, cultivate compliance awareness of the company through organizing compliance training and compliance review programs, and work with business units on handling inquiries from regulators.

Education

Bachelor Degree in Law, Risk Management, Business Administration or related disciplines

Job description

Job Responsibilities: The incumbent is expected to provide advisory services to business units on regulatory compliance issues relating to sales and distribution of tied agents of insurance business and to maintain compliance programs addressing market conduct, regulatory and internal guidelines including but not limited to sales and conduct risk related requirements.

In addition, the incumbent is also expected to provide support to business initiatives, cultivate compliance awareness of the company through organizing compliance training and compliance review programs, and work with business units on handling inquiries from regulators.

Job Requirements:

• Bachelor Degree in Law, Risk Management, Business Administration or related disciplines.
• Minimum 8 years relevant experience in life insurance compliance function, with proven track record in handling compliance matters in relation to tied agents
• Working knowledge in Insurance Ordinance, Securities and Futures Ordinance and Mandatory Provident Fund Schemes Ordinance, good understanding of Hong Kong insurance regulatory framework and experience in dealing with regulators is preferred.
• Preference will be given to those with solid experience in distribution compliance, market conduct, sales and marketing materials review.
• Strong stakeholder management, negotiation, analytical and bilingual drafting skills
• Detail-minded, mature, confident, self-motivated, resilient and be able to work in fast paced environment.
• A good team player & be able to work proactively & independently.
• Proficient in spoken & written English & Chinese (Cantonese & Mandarin).

We offer 5-day work week, attractive remuneration package and excellent training & development opportunities.

(Data collected will be used for recruitment purpose only.)