Head of Client Services & Regulatory Operations

Long Bridge HK Limited

Hong Kong Island

On-site

HKD 900,000 - 1,500,000

Full time

14 days+

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Job summary

Longbridge is seeking a Head of Customer Services in Hong Kong to lead a team of licensed client support professionals, own regulatory P&Ps, and serve as the senior escalation authority for complex client matters. You will collaborate with Compliance, Product and Technology to raise service standards through AI-enabled solutions, ensure SFC compliance, and drive operational resilience across trading hours.

This role requires deep regulatory knowledge, a track record in leadership within an

Qualifications

  • Current SFC Licensed Representative for Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) would be advantageous.
  • Minimum 7 years in financial services or brokerage within an SFC-licensed organization, including 3+ years in a senior leadership role managing licensed client-facing teams.

Responsibilities

  • Draft, implement, and maintain the client service function's P&Ps end-to-end for onboarding, KYC/CDD, accounts, and inquiries.
  • Oversee day-to-day servicing during Hong Kong trading hours including document verification, funding/withdrawals, corporate actions, and settlements.
  • Establish and monitor service KPIs and SLAs, driving continuous improvement and regulatory compliance.
  • Act as final escalation authority for complex client disputes, fraud/AML alerts, and vulnerable clients.

Skills

Leadership
SFC Licensing
Regulatory Compliance
Cross-functional Collaboration
Team Management
Communication Skills
Bilingual Cantonese/English/Mandarin

Job description

Longbridge is seeking a Head of Customer Services in Hong Kong to lead a team of licensed client support professionals, own regulatory P&Ps, and serve as the senior escalation authority for complex client matters. You will collaborate with Compliance, Product and Technology to raise service standards through AI-enabled solutions, ensure SFC compliance, and drive operational resilience across trading hours.

This role requires deep regulatory knowledge, a track record in leadership within an

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